
51 - 200 employees
Founded 1992
☁️ SaaS
📋 Compliance
🤝 B2B
SaaS • Compliance • B2B
InvestorCOM is a provider of regulatory compliance software for wealth managers, asset managers, insurers and broker-dealers. Its cloud-based platform offers pre-trade compliance, product shelf management, Know-Your-Product (KYP) tools, recordkeeping and digital disclosure solutions (including ShelfMonitor, AccountCompare, PeerCompare, RolloverAnalyzer, ComplianceExpress, and Publisher DOX) to help financial firms meet regulations such as Regulation Best Interest (Reg BI), Client Focused Reforms and other securities disclosure and point-of-sale requirements. The company focuses on enabling compliant, best-interest product and rollover recommendations, streamlining marketing fulfillment and disclosure workflows, and supporting remote advisory teams through modular SaaS solutions and deep domain expertise.
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51 - 200 employees
Founded 1992
☁️ SaaS
📋 Compliance
🤝 B2B
SaaS • Compliance • B2B
InvestorCOM is a provider of regulatory compliance software for wealth managers, asset managers, insurers and broker-dealers. Its cloud-based platform offers pre-trade compliance, product shelf management, Know-Your-Product (KYP) tools, recordkeeping and digital disclosure solutions (including ShelfMonitor, AccountCompare, PeerCompare, RolloverAnalyzer, ComplianceExpress, and Publisher DOX) to help financial firms meet regulations such as Regulation Best Interest (Reg BI), Client Focused Reforms and other securities disclosure and point-of-sale requirements. The company focuses on enabling compliant, best-interest product and rollover recommendations, streamlining marketing fulfillment and disclosure workflows, and supporting remote advisory teams through modular SaaS solutions and deep domain expertise.
• Provide technical leadership for the infrastructure, operational platform, and cloud services • Design, improve, and evolve the operational systems • Help establish technical standards, improve operational maturity, strengthen security posture • Monitor platform health, availability, and performance • Develop standards, documentation, and operational runbooks • Design and evolve Azure-based infrastructure to improve scalability and operational efficiency • Partner with Engineering leadership to maintain SOC 2 Type 2 operational controls • Act as the technical escalation point for complex operational issues • Evaluate and introduce technologies, tooling, and automation
• 8+ years of experience in Infrastructure Engineering, Cloud Operations, Site Reliability Engineering, or IT Operations • Strong experience designing and administering Azure cloud environments, including networking, identity, monitoring, and security services. • Experience with monitoring, logging, observability, and operational tooling • Strong understanding of Windows environments, networking fundamentals, identity management, and security best practices • Experience supporting compliance-focused environments such as SOC 2 • Strong troubleshooting and problem-solving skills • Excellent documentation and communication skills.
• Comprehensive benefits package
Apply Now🕒 March 27
Head of Enterprise Architecture leading architectural governance and delivering strategic technology solutions. Collaborating with IT Delivery Director and stakeholders to align business and technology objectives.
🗣️🇫🇷 French Required