Compliance Analyst – FCM, Futures Commission Merchant

🕒 May 11

🇺🇸 United States – Remote

💵 $70k - $100k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

🚔 Compliance

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Crypto.com

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

Founded 2016

₿ Crypto

💳 Fintech

🔐 Security

Crypto • Fintech • Security

Crypto. com is a leading cryptocurrency platform that offers trading, buying, and selling services for Bitcoin, Ethereum, and over 350 other cryptocurrencies. It supports transactions in EUR and allows users to pay via SEPA and Apple/Google Pay, depending on jurisdiction. The platform is known for its regulatory compliance and high security standards, with over 100 million users worldwide. Crypto. com also offers products like Crypto Basket for portfolio diversification, on-chain staking for passive income, and the DeFi Wallet for P2P trading. With a commitment to user security and regulatory adherence, Crypto. com holds numerous security certifications and licenses globally. It aims to put cryptocurrency in every wallet and provides various tools for trading, earning rewards, and understanding the crypto market.

📋 Description

• Support the Chief Compliance Officer in overseeing governance and implementation of FCM’s policies and procedures, written supervisory procedures, and related documentation. • Support the Chief Compliance Officer in responding to NFA, CFTC, Exchange, internal and other external exams, audits, reports and regulatory requests. • Conduct surveillance of potential violations of Exchange rules and CFTC prohibited trading practices by assessing order and trading activity alerts. • Assist Operations in the implementation and monitoring of surveillance systems alert rules. • Assist with the creation, development, and review of surveillance rules, alerts and procedures. • Identify and investigate regulatory issues that arise from FCM customer activity. • Support the implementation of AML/KYC, sales solicitations, and marketing material reviews. • Support Compliance in new product and business plan implementations, including compliance training. • Formulate and implement compliance solutions as well as assess their effectiveness.

🎯 Requirements

• Bachelor's degree in Finance, Economics, or Business, or equivalent work experience. • 3+ years in Compliance in financial services, or equivalent experience. • Knowledge of trade surveillance systems is a plus. • Excellent written and oral communication skills. • Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment. • Demonstrated ability to successfully multitask and prioritize job responsibilities.

🏖️ Benefits

• Competitive salary • Attractive annual leave entitlement including: birthday, work anniversary • 401(k) plan with employer match • Eligible for company-sponsored group health, dental, vision, and life/disability insurance • Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up • Aspire career alternatives through us. Our internal mobility program can offer employees a diverse scope.