Consultant – Financial Services Solicitor

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🕒 April 29

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Harper James

51 - 200 employees

Founded 2016

📋 Compliance

💸 Finance

🤝 B2B

Compliance • Finance • B2B

Harper James is a national commercial law firm designed to provide expert legal advice to ambitious and entrepreneurial businesses in the UK. The firm offers a wide range of legal services, including banking and finance law, business disputes, immigration law, commercial law, corporate law, data protection, employment law, intellectual property, and IT law. Harper James differentiates itself by offering flexible and affordable legal solutions, catering specifically to start-ups, medium, and large businesses. Their innovative subscription service model offers businesses access to high-quality legal advice at a controlled cost, making it easier for companies to manage their legal needs efficiently.

📋 Description

• Advise businesses on a wide range of financial services regulatory matters • Help clients navigate complex regulatory frameworks while supporting commercial growth and innovation • Collaborate with founders, leadership teams, in-house counsel and compliance teams • Advise on matters such as investment advisory, fund structures, insurance distribution, and payment services regulation • Support clients with Financial Conduct Authority (FCA) authorisations and regulatory compliance frameworks • Collaborate with colleagues across Corporate, Commercial, Data Protection and Technology teams

🎯 Requirements

• Minimum 8 years’ PQE with strong experience advising on financial services regulation • Broad exposure to UK regulated financial services activities • Experience advising fintech or technology-enabled financial services businesses would be advantageous • Ability to manage matters independently and deliver pragmatic, commercially focused advice • Excellent client relationship and stakeholder management skills • Confidence working with founders, senior leadership teams and in-house legal and compliance functions • An interest in helping build or grow a Financial Services team, with experience doing so being advantageous

🏖️ Benefits

• Flexible working hours • Opportunity to work remotely

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