Principal Compliance Associate

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Kraken Digital Asset Exchange

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

Founded 2011

₿ Crypto

💸 Finance

💳 Fintech

Crypto • Finance • Fintech

Kraken Digital Asset Exchange is a cryptocurrency platform that facilitates the buying and selling of over 200 cryptocurrencies, including Bitcoin, Ethereum, and many others. Founded in 2011, Kraken provides a comprehensive suite of features for both beginner and advanced traders, such as advanced trading interfaces and margin trading. The platform emphasizes industry-leading security, deep liquidity, and 24/7 customer support, making it a trusted choice for users worldwide. Kraken caters to individual investors as well as institutional clients, offering services like OTC trading and custody. The company is committed to transparency with its proof of reserves and mission-driven values. Kraken operates globally, supporting clients in over 190 countries, with a quarterly trading volume exceeding $207 billion. However, users are advised of the high risk of crypto investments and the lack of regulation in some jurisdictions.

📋 Description

• Own and deliver BAU compliance support across IE-regulated entities, including activities subject to CASP and EMI requirements, and relevant conduct and market integrity considerations • Maintain and enhance the IE-regulated entities compliance framework (policies, procedures, governance materials, reporting calendar) to reflect business changes and IE regulatory expectations • Act as a trusted partner to Product, Design, Engineering and Markets teams to assist them to structure and launch products and services and controls • Lead and execute assurance monitoring and testing (risk-based), document findings clearly, and drive pragmatic remediation with accountable owners and timelines • Support regulatory engagement, including responses to information requests, examinations/audits, and routine/periodic reporting obligations where relevant • Review and advise on customer-facing communications and marketing for compliance risk and conduct considerations • Produce reliable management information for senior stakeholders (KRIs, monitoring outcomes, remediation progress, training completion) and assist in preparing reports for Committee and Board meetings on compliance related matters • Provide guidance and monitor outsourced compliance functions (e.g. marketing/complaints) to ensure compliance with CBI/EBA outsourcing guidelines and relevant requirements under MiCA/PSD2/CPC • Develop and deliver compliance training programs, ensuring employees are knowledgeable and aware of their obligations • Provide compliance advisory support and guidance to COs and EU Regional Compliance team on new and existing regulations and rules, best practices and compliance with internal procedures and directives • Ensure all Policies and Procedures are updated and submitted through appropriate governance forums • Contribute to a culture of compliance through training, clear guidance, and practical partnership with the business

🎯 Requirements

• 5+ years second-line Compliance experience in a regulated bank, crypto exchange or payments firm • Demonstrated ability to effectively analyse risk and apply sound judgement in a timely manner • Experience in crypto-asset services or a strong demonstrated interest, combined with a solid understanding of the regulatory framework • Strong attention to detail and strong organisational skills • Ability to prioritise workload in line with tight deadlines and work effectively under pressure. • Strong knowledge of regulations, particularly in MiCAR, PSD2 and CPC requirements • Strong written and communication skills; able to translate regulatory expectations into practical controls and clear guidance • Comfortable operating in a fast-paced environment, managing multiple workstreams and collaborating cross-functionally

🏖️ Benefits

• Health insurance • Flexible working hours