LPL Financial
Finance • Fintech
LPL Financial is a leading provider of wealth management services, supporting financial professionals, institutions, and individual investors. With a comprehensive suite of tools and resources, LPL Financial enables advisors to build their businesses and provide personalized financial advice. They offer a wealth management platform, consulting services, technology integration, investment research, and support for both organic and inorganic growth for businesses and advisors. LPL Financial also focuses on sustainable investing and social responsibility while maintaining robust regulatory oversight.
Registered Client Service Associate
November 27
🦌 Connecticut – Remote
💵 $25 - $41 / hour
⏰ Full Time
🟢 Junior
🟡 Mid-level
📁 Client Services
🦅 H1B Visa Sponsor
LPL Financial
Finance • Fintech
LPL Financial is a leading provider of wealth management services, supporting financial professionals, institutions, and individual investors. With a comprehensive suite of tools and resources, LPL Financial enables advisors to build their businesses and provide personalized financial advice. They offer a wealth management platform, consulting services, technology integration, investment research, and support for both organic and inorganic growth for businesses and advisors. LPL Financial also focuses on sustainable investing and social responsibility while maintaining robust regulatory oversight.
📋 Description
• Inbound client calls, schedule appointments, and prepare materials for client meetings • Keep client management systems up-to-date with client information • Assist with various documentation requirements for new business • Manage account activities that are operational in nature – new accounts, cash management, transfers, and account maintenance • Conduct proactive outreach to clients and advisors on time sensitive activities • Assume ownership of inquiries and requests; communicate with internal departments to ensure clients’ expectations for timely service delivery are met • Educate clients on account services, capabilities, and new technology • Partners with Financial Advisor to strategize on opportunities to meet the needs of clients
🎯 Requirements
• Bachelor’s degree; preferably in Business, Accounting or Finance • Series 66 (or Series 63/65) and Series 7 license or ability to obtain within 120 days • 2+ years of experience working with Financial Advisors, Branch and Home Office support teams • 2+ years brokerage/financial services industry knowledge
🏖️ Benefits
• 401K matching • Health benefits • Employee stock options • Paid time off • Volunteer time off
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