Head of Compliance

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October 29

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Passionate about people and technology, aligning talented professionals with great opportunities and clients.

1 - 10 employees

Founded 2019

📋 Description

• As an experienced Head of Compliance, you will be the go-to person for all things compliance, ensuring they meet their regulatory obligations while continuing to innovate. • You'll play a crucial role in protecting the business and their customers. • Develop, implement, and manage the compliance framework, policies, and procedures, with a focus on the mortgage industry. • Stay ahead of regulatory changes and industry best practices to keep the compliance strategy sharp and effective. • Be the expert on a wide range of compliance areas, including compliance monitoring, conduct risk, TCF, SMCR, and FCA reporting. • Work with the team of brokers, underwriters, and leadership to provide guidance and training on compliance matters - future proofing the business. • Monitor and review mortgage loan documentation, disclosures, and advertising to ensure everything is clear, fair, and not misleading. • Investigate and resolve any compliance-related issues or complaints quickly and effectively. • Be the main point of contact for regulatory bodies, managing reports and documentation.

🎯 Requirements

• Minimum of 7 years of experience in a compliance role within the financial services industry, ideally with a background in mortgages or Insurance. • Strong understanding of the UK's regulatory landscape (FCA, etc.). • A knack for identifying potential compliance risks and creating smart strategies to mitigate them. • Excellent communication skills – you can make complex compliance topics easy for anyone to understand. • You're a self-starter who can manage your own time and priorities in a fast-paced, remote environment. • A relevant degree in business, finance, or a related field is a plus, and certifications like the Certified Regulatory Compliance Manager (CRCM) are highly desirable.

🏖️ Benefits

• A competitive salary that reflects your skills and experience. • Work from anywhere in the UK. • Our client is a remote-first company and will provide you with the laptop and equipment you need to shine. • A great benefits package, including private BUPA health insurance, a company pension, and access to a flexible benefits portal. • Time to recharge with a generous holiday allowance.