Compliance Auditor III, BSA/AML/OFAC

Job not on LinkedIn

September 19

🌵 Arizona – Remote

Although this job is listed in Arizona, this company may be open to hiring remote in other states.

🐎 Kentucky – Remote

Although this job is listed in Kentucky, this company may be open to hiring remote in other states.

+4 more states

🌵 Arizona – Remote 🐎 Kentucky – Remote 🚗 Michigan – Remote 🔔 Pennsylvania – Remote 🗿 South Dakota – Remote 🎸 Tennessee – Remote

💵 $72k - $120k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

🔎 Auditor

Apply Now

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Pathward

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Banking • Finance • Fintech

Pathward is a federally registered financial institution that provides robust banking infrastructure, proven technology resource partners, and dynamic collaboration to assist third-party partners in delivering banking programs that meet customer demands. The company focuses on providing a variety of financial solutions including issuing, acquiring, digital payments, credit solutions, and professional tax solutions, among others. Additionally, Pathward supports commercial finance through working capital, equipment finance, structured finance, and insurance premium finance. Committed to financial inclusion, Pathward powers financial access and innovation through strategic partnerships, including efforts to support renewable energy loan growth.

1001 - 5000 employees

🏦 Banking

💸 Finance

💳 Fintech

📋 Description

• Independently plans and executes complex, risk‑based audits with primary focus on BSA/AML, sanctions (OFAC), and Partner Solutions (embedded finance/BaaS). • Lead audits in adjacent domains as needed (operations, payments and money movement, consumer compliance). • Plan and lead end‑to‑end, risk‑based audits (planning, fieldwork, reporting, and follow‑up). • Set objectives/scope/criteria; identify key risks and controls; evaluate BSA/AML program pillars; test financial‑crimes processes; assess sanctions compliance; audit Partner Solutions and third-party oversight; use data analytics; produce findings; engage stakeholders; coordinate co‑sourced providers; support annual risk assessment and audit planning; mentor staff; stay abreast of regulatory changes.

🎯 Requirements

• Bachelor's degree in a relevant field (e.g., Accounting, Finance, Business, or related displace), or equivalent education and work • Professional certifications such as: CAMS, CFE, CIA, CRMA, and/or CPA preferred. Additional credentials in BSA/AML, or sanctions compliance are a plus. • 5+ years of relevant experience in internal audit, compliance, or risk within financial services. • Demonstrated strength in BSA/AML, sanctions, and partner/third‑party oversight. • Ability to pivot and lead audits in adjacent domains. • Proficiency with data‑centric testing and visualization techniques; strong written and verbal communication.

🏖️ Benefits

• Health insurance, 401(k) retirement benefits, life insurance, disability benefits, paid time off, annual performance-based incentive opportunity