Securities Counsel – Marketing & Advertising Compliance

🕒 2 days ago

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Staff Outsource Solutions

WebsiteLinkedInAll Job Openings

51 - 200 employees

Founded 2016

🤝 B2B

👥 HR Tech

B2B • IT • HR Tech

Staff Outsource Solutions is a company dedicated to providing skilled virtual assistants and dedicated staff from around the world to meet the diverse needs of businesses. They specialize in offering flexible outsourcing solutions, helping clients reduce labor costs and improve operational efficiency. Their services span various sectors, including administrative support, customer service, digital marketing, IT support, and bookkeeping, enabling organizations to focus on their core strengths while leveraging top talent suited to their specific requirements.

📋 Description

• Review all marketing and promotional content prior to publication • Evaluate website copy, landing pages, digital advertisements, email campaigns, and social media content for compliance with securities regulations • Review video scripts, webinars, presentations, and educational materials • Identify legal and regulatory risks related to investment-related communications • Provide clear guidance and required revisions to ensure compliance • Advise marketing, executive, and content teams on compliant messaging • Stay current on applicable SEC, FINRA, and other relevant regulatory requirements • Help establish internal review processes and compliance standards

🎯 Requirements

• Juris Doctor (JD) preferred • Extensive experience in securities law and regulatory compliance • Strong knowledge of SEC regulations, FINRA advertising rules, and investment-related communications • Experience reviewing financial marketing materials and public communications • Excellent written and spoken English with the ability to communicate legal guidance clearly to non-legal teams • Strong attention to detail and sound legal judgment • Ability to work independently in a remote environment

🏖️ Benefits

• Flexible, project-based engagement • Compliance guidance and required revisions