Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

🕒 Yesterday

🐊 Florida, New Jersey, +1 more states – Remote

🐊 Florida – Remote 🏖️ New Jersey – Remote 🌴 South Carolina – Remote

💵 $91k - $145.6k / year

⏰ Full Time

🟠 Senior

🔴 Lead

🚨 AML and Financial Crime

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TD

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1855

🏦 Banking

💸 Finance

💰 Grant on 2023-10

Banking • Finance • Insurance

TD is one of North America's biggest banks offering a wide range of banking services including personal and business banking, insurance, wealth management, and securities. TD is committed to sustainability, diversity, equity, and inclusion, ensuring a supportive and inclusive workplace where employees are empowered to grow. The bank provides various roles and career opportunities across different regions with a focus on community impact and professional development. TD's culture is defined by care and respect, aimed at benefiting their business performance, customers, and communities.

📋 Description

• Support a well-organized, consistent, and effective response process across regulatory, audit, and issue-related activities • Manage the Bank’s engagement with regulatory agencies and internal audit • Develop and maintain TD’s AML/ATF/Sanctions/ABAC programs • Conduct periodic and event-driven reviews of customers to assess risks • Prepare summaries, presentations, and documentation on the status of the FCRM program • Leads new or revised product initiatives, advises businesses on FCRM compliance requirements

🎯 Requirements

• Undergraduate degree or equivalent work experience • 7+ years experience • Issues Management (strongly preferred) • Risk Management (strongly preferred) • Audit experience (strongly preferred) • Compliance testing experience (strongly preferred) • Quality Assurance – (strongly preferred) • Microsoft Excel • Microsoft PowerPoint • Tableau

🏖️ Benefits

• Health and well-being benefits • Savings and retirement programs • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO) • Banking benefits and discounts • Career development and reward recognition