Compliance Director

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🕒 March 12

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Logo of The Baldwin Group

The Baldwin Group

1001 - 5000 employees

💸 Finance

🤝 B2B

💰 $170M Post IPO debt on 2023-10

Finance • B2B

The Baldwin Group is a national advisory firm specializing in risk management and insurance brokerage, offering comprehensive solutions for businesses and individuals. It provides commercial insurance, employee benefits, retirement consulting, private risk and wealth management services, plus specialty offerings like reinsurance and MGAs, tailoring strategies to protect assets and support growth. The firm emphasizes collaboration, market insights, and customized plans for companies across industries as well as high-net-worth individuals.

📋 Description

• Monitor and communicate legislative and regulatory changes • Ensure the company complies with all applicable laws, regulations, and internal policies • Oversee regulatory reporting to insurance departments and other compliance functions • Create, update, and enforce compliance policies and procedures to mitigate risks • Develop, organize, and deliver compliance training programs • Identify, assess, manage and mitigate compliance risks • Support and manage complex strategic planning and projects • Conduct regulator internal reviews/audits to assess compliance with regulations • Collaborate with various departments to ensure compliance activities are integrated

🎯 Requirements

• 7+ years in Property & Casualty insurance compliance • In-house carrier experience required • Strong understanding of NAIC model laws, state-specific regulations, and compliance frameworks • Exceptional communication, analytical, and problem-solving abilities • Adept at process improvement and technology-driven compliance solutions • Bachelor’s degree required • Juris Doctor degree and compliance certifications (e.g., CRCM, CCEP) preferred

🏖️ Benefits

• Health insurance • Retirement plans • Paid time off • Flexible work arrangements • Professional development

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