1940 Act Attorney

20 hours ago

🏄 California – Remote

Although this job is listed in California, this company may be open to hiring remote in other states.

💵 $139.2k - $163.8k / year

⏰ Full Time

🟠 Senior

🔴 Lead

🧑‍💼 Attorney

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U.S. Bank

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Banking • Finance • Fintech

U. S. Bank is a major financial services institution headquartered in the United States, providing a wide range of banking and financial products to individuals and businesses. The bank offers services in retail banking, corporate banking, wealth management, credit underwriting, and investment management. With a commitment to diversity, equity, and inclusion, U. S. Bank emphasizes the importance of culture and values, offering career growth opportunities and supporting the health and wellness of its employees. U. S. Bank engages with communities and provides educational resources to enhance financial literacy. As a member of the FDIC, it ensures the security of its deposit products, although investment and insurance products are not FDIC insured and may lose value.

10,000+ employees

Founded 1863

🏦 Banking

💸 Finance

💳 Fintech

📋 Description

• Prepares agendas, resolutions, agreements, policies and procedures and other materials for investment company board meetings and preparing related minutes • Serves as a resource on regulations and industry developments for fund clients in support of legal counsel and as a resource for internal related business lines with regard to matters concerning regulation of investment companies and industry developments • Responsible for drafting, reviewing and preparing fund registration statements to be filed with the U.S. Securities and Exchange Commission (SEC), including new fund registrations and annual updates • Drafts, reviews and prepares, supplements, exchange listing applications, exemptive relief applications proxy statements and related filings to be filed with the SEC • Communicates with the SEC and other regulatory agencies and self-regulatory organizations (e.g., New York Stock Exchange) on behalf of fund clients

🎯 Requirements

• Law Degree • Licensed to practice in the applicable jurisdiction • Eight or more years of related experience • Advanced understanding of investment company regulations • Ability to manage multiple tasks simultaneously in a deadline driven environment as well as lead department and organizational special projects • Ability to work well independently and as a member of a team, which includes the ability to be flexible and adaptable • Manages the shared resources of the department and plans effective strategies to complete a deliverables and projects simultaneously • Strong interpersonal skills to collaborate effectively across multiple functional areas • Demonstrated ability to lead and manage teams and complex projects with precision • Skilled in coordinating and aligning the efforts of stakeholders from various parts of the organization in cross-functional initiatives, ensuring effective collaboration and timely completion of projects • Experience managing people

🏖️ Benefits

• Healthcare (medical, dental, vision) • Basic term and optional term life insurance • Short-term and long-term disability • Pregnancy disability and parental leave • 401(k) and employer-funded retirement plan • Paid vacation (from two to five weeks depending on salary grade and tenure) • Up to 11 paid holiday opportunities • Adoption assistance • Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law