Capital Markets Paralegal

🕒 April 3

🏄 California – Remote

🏄 California – Remote

💵 $139.9k - $175k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

💼 Paralegal

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

Apply Now

Find Similar Remote Jobs

Receive Emails For Remote Jobs

📊 Check your resume score for this job

Improve your chances of getting an interview by checking your resume score before you apply.

Upload Resume

Wealthfront

WebsiteLinkedInAll Job Openings

201 - 500 employees

Founded 2011

💸 Finance

💳 Fintech

☁️ SaaS

💰 $69.7M Convertible Note on 2022-09

Finance • Fintech • SaaS

Wealthfront is a financial technology company specializing in automated investment services and financial planning tools. It offers a range of services including automated bond ladders, cash management with a competitive annual percentage yield, and comprehensive long-term investment strategies utilizing diversified index funds. Wealthfront's platform is recognized for its ease of use and efficient automation in managing savings, investments, and retirement funds. The company's offerings include FDIC-insured cash accounts, advisory services, tax-loss harvesting, and personalized investment portfolios. Wealthfront aims to help individuals grow their wealth through accessible, low-cost financial solutions tailored to individual risk preferences and financial goals.

📋 Description

• Support preparation and filing of periodic and current reports, including Forms 10-K, 10-Q, 8-K, and related exhibits and schedules • Coordinate EDGAR filings, manage reporting calendars, and track filing deadlines • Assist with drafting and updating disclosure support materials, checklists, and internal controls documentation • Support any follow-on offerings, at-the-market programs, debt financings, and secondary transactions • Assist with due diligence requests from underwriters, auditors, and regulators • Coordinate document execution and closing logistics for capital markets transactions • Assist with equity plan administration, including tracking grants, vesting, exercises, settlements, and disclosures • Support Section 16 compliance, including preparation and filing of Forms 3, 4, and 5 • Partner with Finance and Stock Administration to ensure accurate equity-related disclosures • Help maintain corporate records, board and committee materials, and governance documentation • Interface with external counsel, auditors, and internal stakeholders across Legal, Finance, and Product • Support process improvements and tooling as we scale our public-company infrastructure

🎯 Requirements

• Paralegal certificate or equivalent experience • 4+ years of experience supporting capital markets, securities, or public-company matters (law firm and/or in-house) • Hands-on experience with SEC filings and EDGAR • Strong organizational skills with the ability to manage multiple deadlines in a high-growth environment • Exceptional attention to detail and judgment handling sensitive information • Experience supporting a newly public company • Familiarity with equity compensation and Section 16 compliance • Experience in fintech, financial services, or highly regulated industries • Experience with equity management platforms (e.g., Carta, Shareworks) and disclosure management tools • Familiarity with Workiva

🏖️ Benefits

• medical • vision • dental • 401K plan • generous time off • parental leave • wellness reimbursements • professional development • employee investing discount • and more!