Consultant, MR-Distributor

🔥 0 minutes ago

⛰️ Colorado – Remote

⛰️ Colorado – Remote

💵 $90k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

💼 Consultant

👻 Ghost score 1%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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ACA Group

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

Founded 2002

💼 Consulting

🏢 Enterprise

👥 HR Tech

Consulting • Enterprise • HR Tech

ACA Group is a global team of innovative professionals dedicated to delivering exceptional services and experiences. They focus on providing talented individuals with opportunities to enhance their careers within an award-winning company. Their website emphasizes user experience and encourages prospective employees to explore job openings, highlighting their commitment to a diverse, inclusive workforce.

📋 Description

• Independently review and approve investment company and/or private placement materials for complex clients • Escalate client issues to the Senior Principal Consultant as appropriate • Ensure compliance with FINRA/SEC and department policies for consistent reviews • Interact daily with ACA clients, regulatory contacts, and staff regarding advertising review matters • Provide advice and guidance to identify and resolve compliance issues • Monitor compliance and remain current on FINRA, SEC, and internal standards • Train client staff as appropriate • Ensure team workflow is processed timely to meet department service levels • Monitor daily workflow and address team issues as applicable • Participate in client onboarding meetings for newly assigned clients

🎯 Requirements

• Bachelor’s degree, preferably with an emphasis in finance • Minimum 3 years’ related compliance experience • Thorough understanding of SEC, FINRA, and other complex advertising rules governing public and private investment products • FINRA Series 7 and Series 24 are required • Ability to interpret rules and regulations and communicate them to others • Strong organizational skills and capacity to multi-task • Excellent analytical, reasoning, and problem-solving skills • Leadership qualities for establishing role as point-of-contact for clients • Excellent written and verbal communication skills • Excellent project management skills • Ability to prioritize and meet multiple deadlines • Attention to detail

🏖️ Benefits

• Medical and dental coverage • 401(k) plans • Paid time off options • Flexible work environment • ACA Paid Holidays • Summer Fridays • Personal/Family Care leave • Other leaves of absence • Student Debt Forgiveness • Pet Insurance • Performance-based compensation and recognition