Compliance Analyst

Job not on LinkedIn

🕒 September 21

🗽 New York – Remote

🗽 New York – Remote

💵 $70k - $85k / year

⏰ Full Time

🟢 Junior

🚔 Compliance

🚫👨‍🎓 No degree required

👻 Ghost score 15%

What it means: the chance that no one is really hiring for this job.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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Fanatics Betting & Gaming

WebsiteAll Job Openings

- employees

🎲 Gambling

⚽ Sports

👥 B2C

Gambling • Sports • B2C

Fanatics Betting & Gaming is a consumer-facing U. S. sports betting and online casino operator (branded as Fanatics Sports & Casino / Fanatics Sportsbook / Fanatics Casino) that offers sportsbook betting, online casino games, event contract trading (Fanatics Markets), and a unified loyalty currency called FanCash. It provides mobile apps and web experiences, state-by-state availability across many U. S. jurisdictions, promotional offers, partnerships with sports teams, and responsible-gaming tools and disclosures. Morton St. Trading Investments, LLC handles the event-contract trading side and is CFTC-registered.

📋 Description

• Assist in implementing practical regulatory guidance on event contracts, futures, and swaps trading, including retail customer requirements, options, and margin obligations • Monitor new and amended CFTC/NFA rules and DCM/DCO rulebook changes; assess impact and support necessary compliance changes • Review transaction monitoring alerts and complete resolutions in a timely manner • Monitor customer risk ratings and incoming complaints; escalate as appropriate • Complete electronic communication reviews in accordance with supervisory procedures • Maintain and update compliance policies, procedures, and written supervisory procedures (WSPs) • Coordinate and prepare responses for regulatory inquiries, examinations, and investigations from the NFA, CFTC, DCMs, and DCOs; maintain records for exam readiness and track remediation items • Monitor DCM/DCO bulletins and rule updates; summarize and distribute to the compliance team; support related filings and inquiries • Review marketing materials, promotional content, and customer communications for compliance under NFA Rule 2-29 and applicable CFTC standards; maintain a review log • Partner with marketing and product teams to flag compliance issues early • Support the compliance aspects of new product development and rollout • Assist with AML/KYC reviews, including onboarding documentation and periodic account reviews • Identify compliance issues proactively and contribute to remedial enhancements to forms, policies, and controls • Participate in internal working groups and governance forums

🎯 Requirements

• 1-3 years of experience in regulatory compliance and/or risk management within a futures, derivatives, or FCM environment, at a financial services firm, regulatory agency, or SRO • Foundational knowledge of the Commodity Exchange Act, CFTC regulations, and NFA/exchange rules • Strong written and verbal communication skills; able to summarize complex regulatory issues clearly and concisely • Effective organizational and time management skills; able to prioritize independently in a fast-paced environment • Strong interpersonal skills; able to work cross-functionally with colleagues and external counterparties • Willingness to obtain Series 3 and/or the NFA Swaps Proficiency Exam as applicable • Preferred: Experience at a registered FCM, NFA member firm, or regulatory agency (CFTC, NFA, or exchange) • Preferred: Exposure to event contracts, DCM/DCO relationships, or marketing review under NFA Rule 2-29 • Preferred: Familiarity with transaction monitoring systems and surveillance tools used in futures markets • Preferred: Bachelor's degree in Finance, Business, Law, or a related field

🏖️ Benefits

• Base and bonus compensation • Benefits information provided at https://benefitsatfanatics.com/

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