Associate General Counsel, Regulatory Products

🔥 14 hours ago

🇺🇸 United States – Remote

💵 $260k - $290k / year

⏰ Full Time

🟠 Senior

🔴 Lead

⚖️ Legal Counsel / General Counsel

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The Motley Fool

WebsiteLinkedInAll Job Openings

501 - 1000 employees

Founded 1993

💼 Consulting

📣 Marketing

💸 Finance

💰 $25M Private Equity Round on 2009-11

Consulting • Marketing • Finance

The Motley Fool is a financial services company founded in 1993 by brothers Tom and David Gardner. It aims to make the world smarter, happier, and richer by helping millions of people attain financial freedom. The Motley Fool offers premium investing solutions, free market analysis on its website Fool. com, personal finance education, podcasts, and manages the non-profit Motley Fool Foundation. The company provides guidance on stock market news, investing strategies, retirement planning, and personal finance products, striving to empower investors through refreshing, engaging, and fun financial content.

📋 Description

• Guide the development, offering, and deployment of products and services to the public • Serve as the primary legal advisor on product offerings and development decisions • Partner with Product, Operations, Technology, Compliance, and senior leaders • Advise throughout the full product development lifecycle, from ideation to launch and iteration • Provide guidance on legal and regulatory implications of new features and product lines, including AI-powered tools, ETFs, and research products • Advise on federal and state securities laws and regulations, including the Investment Advisers Act • Draft, review, and facilitate filing of regulatory documents • Develop and implement compliance programs for new initiatives with team members and external service providers • Draft legal disclosures, terms of service, and disclaimers • Advise on regulatory compliance implications of AI-enabled tools and automated financial communications • Identify and manage risks arising from marketing materials, disclosures, and member-facing communications • Draft and review agreements relevant to product and operational activities • Monitor industry trends, legal risks, and regulatory shifts and educate internal stakeholders

🎯 Requirements

• 8+ years of legal experience with in-house and/or law firm experience, advising on product development within or adjacent to financial publishing, fintech, InvestTech, or other financial services environments • Deep substantive and practical knowledge of investment management law, securities regulation, and other applicable rules, with emphasis on the Investment Advisers Act • Familiarity with consumer financial protection regulations as applied to consumer-facing products and services • Strong written and verbal communication skills, including ability to translate legal complexity into usable guidance for non-lawyers • Direct experience advising on AI-enabled tools, automation systems, or personalization engines in a regulated context • Strong business judgment and ability to balance risk mitigation with growth • J.D. • Active, good standing membership in at least one U.S. state bar