1940 Act Paralegal – Investment Management

🔥 12 hours ago

🌵 Arizona – Remote

🌵 Arizona – Remote

💵 $100k - $125k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

💸 Financial Planning and Analysis (FP&A)

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Orion Placement

WebsiteLinkedInAll Job Openings

1 - 10 employees

Founded 2022

💼 Consulting

⚖️ Legal

🏥 Healthcare

Consulting • Legal • Healthcare

Orion Placement is a U. S. -based recruitment and staffing firm that connects professionals and support staff with employers across a wide range of industries. The company places executives, managers, administrative assistants, technical specialists, and other roles, offering tailored recruitment strategies, proactive talent sourcing, and end-to-end hiring support for clients nationwide.

📋 Description

• Support attorneys on Investment Company Act of 1940 matters involving registered investment funds and regulatory compliance • Prepare, review, and coordinate SEC filings, including Form N-1A, Form N-CSR, prospectuses, and Statements of Additional Information (SAIs) • Assist with EDGAR filings, regulatory deadlines, and compliance documentation • Coordinate investment fund board meetings, agendas, minutes, and governance materials • Maintain organized legal records • Collaborate with attorneys on investment management projects • Streamline processes and ensure accuracy across important regulatory matters

🎯 Requirements

• 3+ years of relevant paralegal experience in investment management, registered funds, or 1940 Act matters • Familiarity with SEC regulatory filings and investment company documentation • Experience with EDGAR filing processes is a plus • Fund board support experience and knowledge of Diligent or Boardvantage are preferred • Strong organizational skills and attention to detail • Ability to manage deadlines independently • Comfortable collaborating with a remote legal team

🏖️ Benefits

• Work 100% remotely from anywhere in the United States • Flexible working environment • Professional development and career growth opportunities • Dental insurance • Health insurance • Life insurance • Paid time off • Vision insurance

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