VP, Compliance Operations

🕒 August 31

🗽 New York – Remote

🗽 New York – Remote

💵 $170k - $200k / year

⏰ Full Time

🔴 Lead

🚔 Compliance

👻 Ghost score 0%

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PURE Insurance

WebsiteLinkedInAll Job Openings

501 - 1000 employees

🛡️ Insurance

Insurance

PURE Insurance is a private-client insurer that specializes in serving high-net-worth individuals, families, and households. It focuses on property and casualty personal lines—such as homeowners, personal articles (valuables and collections), automobiles, and umbrella liability—while providing tailored risk-management, loss-prevention services, and claims advocacy. PURE operates as a specialized reciprocal exchange/insurance carrier delivering customized coverage and service for affluent clients.

📋 Description

• Lead operational execution of key compliance programs, including Financial Crimes compliance, surplus lines tax calculations and filings, licensing and appointments, sanctions screening, escalation, reporting, and related regulatory obligations • Ensure programs align with the Company’s Compliance Risk Framework and applicable federal and state regulatory requirements • Oversee development, documentation, and maintenance of policies, procedures, and controls for operational compliance functions • Implement and enhance risk-based monitoring, quality assurance, and testing protocols • Establish and track KPIs and KRIs measuring operational effectiveness, accuracy, timeliness, and regulatory adherence • Strengthen governance over issue identification, escalation, root cause analysis, and remediation tracking • Advise underwriting, distribution, finance, and other business partners on licensing, surplus lines, and financial crimes matters • Partner with Legal, ERM, Internal Audit, and business leadership on control design and regulatory alignment • Support regulatory examinations and inquiries • Build and develop high-performing teams, including resourcing, expertise, and succession planning • Support special projects and additional responsibilities as assigned

🎯 Requirements

• 10+ years of progressive experience in insurance compliance, surplus lines operations, licensing operations, or related risk functions within a Property & Casualty insurance organization • Deep expertise in one or more of: surplus lines tax and multi-state filing obligations; producer licensing and regulatory appointment requirements; Financial Crimes/sanctions compliance • Experience managing operational compliance teams and high-volume regulatory processes • Strong understanding of state insurance regulations and regulatory filing requirements • Experience designing and enhancing internal controls, monitoring frameworks, and operational metrics • Ability to translate regulatory requirements into scalable, well-controlled business processes • Experience supporting regulatory examinations and responding to regulator inquiries • Strong leadership presence and ability to influence and collaborate across business lines • Bachelor’s degree required • Relevant certifications such as CPCU, CCEP, AML certifications, or similar are a plus

🏖️ Benefits

• Opportunities for professional and personal development through on-the-job learning and professional development • Supportive, open, honest, and collaborative work environment • Community-focused culture with care, respect, and support • Equity considerations in compensation