Compliance Analyst

Job not on LinkedIn

🔥 1 minute ago

🗽 New York – Remote

🗽 New York – Remote

💵 $70k - $85k / year

⏰ Full Time

🟢 Junior

🚔 Compliance

🚫👨‍🎓 No degree required

👻 Ghost score 0%

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Sky Betting & Gaming

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

🎲 Gambling

🎮 Gaming

👥 B2C

Gambling • Gaming • B2C

Sky Betting & Gaming is a UK-based consumer-facing betting and online gaming operator. Now part of Flutter UK & Ireland and the wider Flutter Entertainment group, the brand is presented alongside Betfair, Paddy Power, PokerStars and tombola as a market-leading provider of trusted entertainment to millions of customers. The company emphasizes responsible play, customer experience and uses digital platforms (web and apps) to deliver betting and gaming services, with operational presence in Leeds and registration under Flutter Entertainment plc.

📋 Description

• Assist in implementing practical regulatory guidance on event contracts, futures, and swaps trading, including retail customer requirements, options, and margin obligations • Monitor new and amended CFTC/NFA rules and DCM/DCO rulebook changes; assess impact and support necessary compliance changes • Review transaction monitoring alerts and complete resolutions in a timely manner • Monitor customer risk ratings and incoming complaints; escalate as appropriate • Complete electronic communication reviews in accordance with supervisory procedures • Maintain and update compliance policies, procedures, and written supervisory procedures (WSPs) • Coordinate and prepare responses for regulatory inquiries, examinations, and investigations from the NFA, CFTC, DCMs, and DCOs; maintain records for exam readiness and track remediation items • Monitor DCM/DCO bulletins and rule updates; summarize and distribute to the compliance team; support related filings and inquiries • Review marketing materials, promotional content, and customer communications for compliance under NFA Rule 2-29 and applicable CFTC standards; maintain a review log • Partner with marketing and product teams to flag compliance issues early • Support the compliance aspects of new product development and rollout • Assist with AML/KYC reviews, including onboarding documentation and periodic account reviews • Identify compliance issues proactively and contribute to remedial enhancements to forms, policies, and controls • Participate in internal working groups and governance forums • Report to the FCM Chief Compliance Officer (CCO)

🎯 Requirements

• 1-3 years of experience in regulatory compliance and/or risk management within a futures, derivatives, or FCM environment, at a financial services firm, regulatory agency, or SRO • Foundational knowledge of the Commodity Exchange Act, CFTC regulations, and NFA/exchange rules • Strong written and verbal communication skills; able to summarize complex regulatory issues clearly and concisely • Effective organizational and time management skills; able to prioritize independently in a fast-paced environment • Strong interpersonal skills; able to work cross-functionally with colleagues and external counterparties • Willingness to obtain Series 3 and/or the NFA Swaps Proficiency Exam as applicable • Bachelor's degree in Finance, Business, Law, or a related field (preferred) • Experience at a registered FCM, NFA member firm, or regulatory agency (CFTC, NFA, or exchange) (preferred) • Exposure to event contracts, DCM/DCO relationships, or marketing review under NFA Rule 2-29 (preferred) • Familiarity with transaction monitoring systems and surveillance tools used in futures markets (preferred)

🏖️ Benefits

• Full-time employment • Bonus • Benefits information available at https://benefitsatfanatics.com/