Manager – Trade Surveillance

🔥 9 minutes ago

🗽 New York – Remote

🗽 New York – Remote

💵 $160k - $190k / year

⏰ Full Time

🟠 Senior

🔴 Lead

👔 Manager

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The Voleon Group

WebsiteLinkedInAll Job Openings

201 - 500 employees

Founded 2007

💸 Finance

🤖 Artificial Intelligence

Finance • Artificial Intelligence

The Voleon Group is an investment management firm that applies machine learning and rigorous statistical research to financial markets. Founded with an academic approach to research, Voleon emphasizes scalable models, risk management, and data-driven financial prediction rather than human intuition. Headquartered near UC Berkeley and operating through Voleon Capital Management LP and affiliates, the company hires Ph. D. -level researchers in statistics, computer science, and related quantitative fields to develop automated investment strategies and manage funds.

📋 Description

• Draft and maintain appropriate policies and procedures for our real time and near real time compliance monitoring program • Ensure all trading related issues are appropriately escalated, documented, and dispositioned • Develop key performance indicators and regular reporting on the control room function to the Global CCO and other senior executives • Lead cross-functional projects and drive execution across multiple departments • Manage and develop a high-performing team, overseeing hiring, training, workload allocation, and day-to-day leadership

🎯 Requirements

• 8-12+ years in a trading, operations, or compliance role at a large financial industry firm (e.g., hedge fund, investment adviser, broker-dealer) • 2+ years in a management position, overseeing multiple direct reports of varying seniority • Experience communicating effectively across compliance, finance, legal, operations, and senior leadership • Deep understanding of trading mechanics in multiple asset classes (e.g., equities, options, futures, FX) • Familiarity with financial industry rules, like trade reporting and the anti-fraud provisions of various federal rules (e.g., Investment Advisers Act of 1940, Securities Exchange Act of 1934, Commodity Exchange Act). • Bachelor’s degree required

🏖️ Benefits

• medical, dental, and vision coverage • life and AD&D insurance • 20 days of paid time off • 9 sick days • 401(k) plan with a company match