Junior Compliance & Reporting Specialist

Job not on LinkedIn

🔥 14 hours ago

🇺🇸 United States – Remote

💵 $70k - $80k / year

⏰ Full Time

🟢 Junior

🚔 Compliance

🚫👨‍🎓 No degree required

👻 Ghost score 0%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

Apply Now

Find Similar Remote Jobs

Set Up Email Alert For New Jobs

📊 Check your resume score for this job

Improve your chances of getting an interview by checking your resume score before you apply.

Upload Resume

Tradeify

WebsiteLinkedInAll Job Openings

51 - 200 employees

Founded 2021

💳 Fintech

💸 Finance

Fintech • Finance

Tradeify is a proprietary trading firm and fintech platform that funds retail futures and crypto traders through evaluation challenges, simulated (Lightning Funded) accounts, and live funded accounts. It provides integrated trading platform access, built-in trade journaling and analytics, fast automated payouts, clear risk rules, and community/educational content to help traders scale capital and transition to live trading.

📋 Description

• Support monitoring of the firm’s adherence to NFA and CFTC requirements and flag potential gaps • Maintain the reporting obligations register and recordkeeping registers • Help prepare regulatory filings and support responses to regulatory inquiries • Assist with the AML program, including customer risk profiling, transaction monitoring, and preparing information for suspicious activity reporting • Review marketing and promotional materials against NFA Compliance Rule 2-29 and escalate questions as needed • Help document policies and procedures and prepare staff training materials • Contribute to recordkeeping and NFA exam-readiness work • Work with operations, technology, and customer support teams to keep compliance processes running smoothly • Support day-to-day compliance and regulatory reporting for a futures brokerage operating as a Guaranteed Introducing Broker under CFTC and NFA oversight

🎯 Requirements

• 1–2 years of experience in compliance, regulatory reporting, or a related role in financial services • Futures, brokerage, or fintech experience is a strong plus • Degree in finance, economics, law, or a related field, or equivalent experience • Strong attention to detail and habit of double-checking work • Solid Excel skills, including building trackers and simple dashboards • Clear written communication • Curiosity and willingness to learn the CFTC/NFA rulebook • Exposure to NFA rules, CFTC recordkeeping, or BSA/AML is a plus • Good judgment about when to ask for help or escalate • CAMS is nice to have or interest in pursuing it • Series 3 is nice to have or willingness to obtain it • Experience with KYC/AML processes, compliance software, or brokerage platforms is nice to have • Must be located within the United States • Open to working flexible hours to support collaboration across time zones, including the U.S., if needed

🏖️ Benefits

• Performance bonus • Medical insurance • Dental insurance • Vision insurance • 401(k) with employer match • Licensing support, including NFA AP registration • Tuition reimbursement • Clear path to grow into broader compliance responsibility • Learn futures compliance from experienced practitioners