Compliance Analyst

🔥 12 minutes ago

🏄 California, New York – Remote

🏄 California – Remote 🗽 New York – Remote

💵 $69k - $107k / year

⏰ Full Time

🟢 Junior

🚔 Compliance

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Addepar

WebsiteLinkedInAll Job Openings

501 - 1000 employees

Founded 2013

💸 Finance

💳 Fintech

☁️ SaaS

💰 $130M Corporate Round on 2021-11

Finance • Fintech • SaaS

Addepar is a comprehensive technology and data platform designed to streamline wealth management for investment professionals globally. It empowers firms with sophisticated tools to manage complex investment portfolios, offering features like data aggregation, portfolio trading, portfolio modeling, and fee tracking. With over $6 trillion in assets managed, Addepar serves a variety of financial services including wealth managers, family offices, private banks, and broker-dealers. It supports more than 45 markets worldwide and provides customizable reporting and integration solutions, facilitating better decision-making and client satisfaction.

📋 Description

• Support the design and implementation of scalable, repeatable compliance and risk assessment workflows, including intake, escalation, documentation, and follow-up. • Implement and maintain a broad range of compliance policies and procedures • Proactively monitor and research relevant laws, regulations, and industry standards elevant to the fintech industry and the regulated sectors our clients operate in, including AI, data privacy, KYC/AML and international expansion, to continuously refine processes as the regulatory landscape evolves • Conduct compliance risk assessments and audits • Develop and deliver compliance training programs to employees to reinforce a strong culture of compliance and understanding of relevant regulations and internal policies • Identify and implement opportunities to leverage AI and automation tools to streamline compliance tracking and reduce manual overhead • Partner closely with cross-functional teams, including Product, Engineering, Sales, and Legal, so that compliance considerations are seamlessly integrated into all aspects of the business lifecycle • Build dashboards and prepare recurring reports for leadership on program health and key initiatives. • Collaborate with legal team members to update privacy policies, contractual terms, and data processing agreements as needed

🎯 Requirements

• Bachelor’s degree or equivalent experience from an accredited college or university • 1-3 years of relevant experience • Strong analytical and problem-solving skills • Excellent written and verbal communication skills • Thorough with the ability to handle multiple tasks and deadlines • Highly collaborative and capable of working cross-functionally with Sales, Finance, Information Security, Services, Compliance, Engineering, Product, and Marketing teams in a fast-paced work environment • Experience and curiosity about new and emerging technologies and associated regulatory implications

🏖️ Benefits

• bonus • equity • benefits