Mid-level Supervision Analyst – Investment Product Distribution

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🕒 May 9

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ANBIMA

WebsiteLinkedInAll Job Openings

201 - 500 employees

Founded 2009

💸 Finance

🤝 Non-profit

🤝 B2B

Finance • Non-profit • B2B

ANBIMA is the Brazilian Financial and Capital Markets Association that represents and connects over 300 institutions — including banks, asset managers, brokers and fiduciary administrators — to promote the development, integrity and international integration of Brazil’s capital markets. The association provides market data and research, policy and self-regulatory frameworks, professional education and certification, events and advocacy, and leads initiatives on sustainability, AI, tokenization and investor protection to support a more transparent and modern financial ecosystem.

📋 Description

• Conduct technical analyses and supervision activities of the distribution of investment products, focusing on participant institutions' compliance with the ANBIMA Distribution Code. • Critically and rigorously evaluate the processes adopted by banks, broker-dealers and distributors (DTVMs), with particular attention to: • application of the suitability process; • preparation and disclosure of advertising and informational materials; • mitigation and management of conflicts of interest; • transparency and adequacy of information provided to investors. • Perform detailed document reviews of policies, procedures, internal reports, offering materials and other evidence submitted by supervised institutions. • Prepare technical reports and executive presentations, consolidating findings, critical analyses, conclusions and recommendations arising from supervisory activities. • Act as the technical point of contact with participating and member institutions, including requests for clarifications, analysis of responses and follow-up on corrective measures taken.

🎯 Requirements

• Previous experience in one or more of the following areas: • - Distribution or structuring of investment products; • - Compliance, audit or internal controls related to distribution activities; • - Supervision, regulation or self-regulation of the financial market. • Technical knowledge of the characteristics, risks and functioning of investment products, including: • - Fixed income; • - Investment funds; • - COE (structured products); • - Products traded on organized markets. • Knowledge of rules applicable to the distribution of investment products, with focus on: • - Suitability; • - Role and conduct of investment advisors; • - Rules for the preparation and disclosure of advertising materials. • Excellent critical analytical skills for reviewing data and documentation. • Strong report-writing ability for technical reports and opinions, with clarity, concision and technical rigor. • Advanced knowledge of Excel and PowerPoint, with the ability to structure analyses, syntheses and presentations for different audiences.

🏖️ Benefits

• Meal voucher (Vale Refeição): R$ 1,177.00 • Food allowance (Vale Alimentação): R$ 925.00 • Health insurance • Dental insurance • Hybrid work model • Life insurance • Private pension plan • Home office allowance • Six-month parental leave for all ANBIMA employees • Funeral assistance • Partnerships, birthday day off and much more...