Associate Vice President – Risk Management

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🕒 March 18

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D.A. Davidson Companies

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

Founded 1935

💸 Finance

Finance • Investment Banking • Wealth Management

D. A. Davidson Companies is a comprehensive financial services company that offers a wide array of services to individual investors, corporations, and institutions. With a history of 88 years, they provide wealth management, equity capital markets, investment banking, and trust services. D. A. Davidson is committed to guiding clients through life's key financial moments with services like retirement planning, estate planning, education planning, and more. Additionally, they are involved in public finance, offering expertise in municipal advisory services, tribal financing, and fixed income capital markets. Renowned for their professional money management and advisory solutions, D. A. Davidson emphasizes personalized client service and strategic investment advice. Their investment advisors use a research-based approach to ensure client portfolios align with their financial goals. The firm's dedicated team is also involved in community empowerment initiatives nationwide, leveraging their extensive knowledge in various sectors to benefit the communities they serve.

📋 Description

• Develop robust monitoring and reporting of enterprise-wide current and potential future risk exposures including, but not limited to, market, credit, counterparty, and funding and liquidity • Analyze bank financial and metric data to aid in the production of quarterly bank health reports. • Actively work with business units on the annual risk control self-assessment process. • Conduct and coordinate with the Internal Audit and Compliance teams on control testing. • Prepare materials and participate in firmwide committees along with senior leaders • Work collegially and collaboratively to develop risk mitigation strategies and enhance governance and controls, operational processes, and policy and procedure documentation • Assist with funding and liquidity risk management, including contingency planning • Stay up-to-date on industry trends, regulatory changes, and best practices in risk management, including participating in relevant training • Perform other duties and special projects as assigned

🎯 Requirements

• Bachelor’s degree in Finance, Economics or a related field • Advanced degree in Finance, Economics or Risk Management desired • FINRA SIE and Series 99 or the ability to obtain it within 120 days of employment • Minimum of five years experience in financial risk management and capital markets, preferably at a broker-dealer or other financial institution • Experience implementing oversight activities to identify, assess, mitigate and monitor risk exposures • Strong knowledge of the risk control self-assessment process • Experience with the Bloomberg terminal and reporting tools (e.g., Power BI or Tableau) • Proven ability to compute statistical calculations such as VaR and DV01 • Strong problem-solving skills and the ability to think strategically in dynamic and fast-paced environments • Strong communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and stakeholders at all levels • In depth understanding of regulatory requirements and compliance standards relevant to risk management in the financial services sector • Maintain client and firm confidentiality • Ability to proactively work with both external and internal clients • Ability to relate with others in a professional manner to accomplish work responsibilities and objectives

🏖️ Benefits

• Medical, Dental and Vision • Company 401(k) and ESOP contribution • Generous sick, vacation, and maternity/parental leave • Paid holidays • Professional Development Opportunities • Tuition Reimbursement ($15,000 lifetime cap) • Discounted personal insurance including home, auto and recreational vehicles. • Charitable gift-matching program • Davidson Day of Giving – Our tradition of positively impacting communities in which we live and work.