Kraken Digital Asset Exchange
Crypto • Finance • Fintech
Kraken Digital Asset Exchange is a cryptocurrency platform that facilitates the buying and selling of over 200 cryptocurrencies, including Bitcoin, Ethereum, and many others. Founded in 2011, Kraken provides a comprehensive suite of features for both beginner and advanced traders, such as advanced trading interfaces and margin trading. The platform emphasizes industry-leading security, deep liquidity, and 24/7 customer support, making it a trusted choice for users worldwide. Kraken caters to individual investors as well as institutional clients, offering services like OTC trading and custody. The company is committed to transparency with its proof of reserves and mission-driven values. Kraken operates globally, supporting clients in over 190 countries, with a quarterly trading volume exceeding $207 billion. However, users are advised of the high risk of crypto investments and the lack of regulation in some jurisdictions.
Chief Compliance Officer, Derivatives Exchange
November 17
Kraken Digital Asset Exchange
Crypto • Finance • Fintech
Kraken Digital Asset Exchange is a cryptocurrency platform that facilitates the buying and selling of over 200 cryptocurrencies, including Bitcoin, Ethereum, and many others. Founded in 2011, Kraken provides a comprehensive suite of features for both beginner and advanced traders, such as advanced trading interfaces and margin trading. The platform emphasizes industry-leading security, deep liquidity, and 24/7 customer support, making it a trusted choice for users worldwide. Kraken caters to individual investors as well as institutional clients, offering services like OTC trading and custody. The company is committed to transparency with its proof of reserves and mission-driven values. Kraken operates globally, supporting clients in over 190 countries, with a quarterly trading volume exceeding $207 billion. However, users are advised of the high risk of crypto investments and the lack of regulation in some jurisdictions.
📋 Description
• Develop, Implement, and enforce a comprehensive and effective compliance program designed to meet all federal and state regulatory requirements applicable to CFTC-registered Designated Contract Markets, including the Commodity Exchange Act, Bank Secrecy Act, and emerging regulations applicable to digital assets. • Coordinate the timely preparation and submission of required regulatory filings; prepare Annual CCO Report. • Conduct and document compliance and operational risk assessments; identify potential areas of vulnerability and implement corrective action plans. • Create, update, and enforce the firm's compliance policies and procedures, ensuring they are well-documented and reflect best practices. • Investigate and document compliance-related inquiries and issues, escalating to CRO when necessary. • Develop and maintain a system for tracking and reporting compliance-related requirements; ensure the timely preparation and completion of requisite regulatory filings and reports, risk assessments, and updates to policies and procedures. • Train and supervise Market Surveillance employees conducting real time and T+1 market surveillance. • Develop and deliver compliance training for all personnel.
🎯 Requirements
• Bachelor's degree • 7+ years of experience in a financial services regulatory and compliance environment, such as at an exchange/MTF, trading firm, or regulator, with significant exposure to derivatives. • Deep understanding of the Commodity Exchange Act, related CFTC regulations, the Bank Secrecy Act (AML/KYC), and compliance best practices. Experience with compliance requirements of foreign jurisdictions is a plus. • Knowledge of exchange traded financial products and markets, understanding of trading strategies and market surveillance systems, and digital assets. • Proven ability to manage compliance functions. • Must be initiative-taking, flexible, innovative, and adaptive.
🏖️ Benefits
• Offers Equity • Offers Bonus
Apply NowSimilar Jobs
November 14
Director of SOX Compliance leading audits and compliance efforts at Omada Health. Overseeing financial integrity and operational performance through strategic auditing practices.
🇺🇸 United States – Remote
💵 $184k - $230k / year
💰 $192M Series E on 2022-02
⏰ Full Time
🔴 Lead
🚔 Compliance
🦅 H1B Visa Sponsor
November 13
Manager of Process Controls & Compliance at Covetrus ensuring effective internal controls, overseeing audits, and compliance reviews. Leading teams to optimize processes within the veterinary technology sector.
🇺🇸 United States – Remote
💵 $86.3k - $123.3k / year
💰 Seed Round on 2021-01
⏰ Full Time
🟠 Senior
🔴 Lead
🚔 Compliance
🦅 H1B Visa Sponsor
November 11
Power Systems Regulatory Engineer supporting deployment and grid-integration of energy systems. Involves collaboration with cross-functional teams on regulatory best practices and compliance.
November 10
Midi Health
51 - 200
Chief Compliance Officer at Midi Health leading regulatory, privacy, and healthcare compliance strategy for nationwide virtual care model.
November 7
Deputy Compliance Director managing compliance and financial management for political organizations. Collaborating with clients and supervising team members in a remote setup.