TD
10,000+ employees
Founded 1855
🏦 Banking
💸 Finance
💰 Grant on 2023-10
Banking • Finance • Insurance
TD is one of North America's biggest banks offering a wide range of banking services including personal and business banking, insurance, wealth management, and securities. TD is committed to sustainability, diversity, equity, and inclusion, ensuring a supportive and inclusive workplace where employees are empowered to grow. The bank provides various roles and career opportunities across different regions with a focus on community impact and professional development. TD's culture is defined by care and respect, aimed at benefiting their business performance, customers, and communities.
Director – Supervisory Analyst, Research
🔥 0 minutes ago
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TD
10,000+ employees
Founded 1855
🏦 Banking
💸 Finance
💰 Grant on 2023-10
Banking • Finance • Insurance
TD is one of North America's biggest banks offering a wide range of banking services including personal and business banking, insurance, wealth management, and securities. TD is committed to sustainability, diversity, equity, and inclusion, ensuring a supportive and inclusive workplace where employees are empowered to grow. The bank provides various roles and career opportunities across different regions with a focus on community impact and professional development. TD's culture is defined by care and respect, aimed at benefiting their business performance, customers, and communities.
📋 Description
• Provides a high-quality and timely review of all products across the global research platform • Ensures that all research is compliant with FINRA, CIRO, and jurisdictional rules and regulations and company policies and procedures • Reviews all research intended for the public, including but not limited to notes, reports, marketing presentations, invitations, videos, and podcasts • Ensures timely release of all research • Confirms the investment thesis and valuation of an equity security are clearly presented, justifiable, and form a reasonable basis for the rating • Ensures that research reports are balanced in their language and presentation, with risks to the investment properly conveyed • Validates that financial figures and estimates are applicable to the report and are properly updated throughout • Ensures proper company and other disclosures are present in reports and adhere to regulatory requirements • Determines that information presented is publicly available and appropriately attributed • Functions as a proficient user of the firm’s research publishing system (BlueMatrix) to confirm research reports are properly scheduled and distributed to clients • Liaises with research analysts to address language, regulatory concerns, numerical inconsistencies, and issues with logic and clarity
🎯 Requirements
• Minimum 5+ years of experience as a Supervisory Analyst at a securities firm • Ability to commit to specified working hours • Bachelor’s Degree • Holds, or is willing to obtain within six months, CIRO-recognized proficiency for research approval (e.g., valid PDO under current CIRO transition and expiry rules, or new CIRO Supervisor Exam) • Experience reviewing both equity and macro research an asset • Ability to prioritize and work on multiple projects while working under tight deadline pressure • Strong editing and proofreading skills • Highly organized approach to work with a meticulous attention to detail, especially during busy periods • Excellent verbal and written communication skills • Knowledge of Microsoft Word, PowerPoint, and Excel • Experience with BlueMatrix publishing system preferred • Conservative mindset when reviewing materials from a compliance, regulatory, and reputational perspective
🏖️ Benefits
• Medical coverage • Paid time off • Career development • Reward and recognition programs
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