Vice President, Capital Markets

Job not on LinkedIn

September 6

🐊 Florida – Remote

Although this job is listed in Florida, this company may be open to hiring remote in other states.

🌽 Illinois – Remote

Although this job is listed in Illinois, this company may be open to hiring remote in other states.

+2 more states

🐊 Florida – Remote 🌽 Illinois – Remote 🗽 New York – Remote 🧀 Wisconsin – Remote

⏰ Full Time

🔴 Lead

👔 Vice President

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Tidal Financial Group

WebsiteLinkedInAll Job Openings

Finance • Fintech • Compliance

Tidal Financial Group is a leading ETF investment and technology platform that specializes in managing exchange-traded funds (ETFs). With over 193 funds and $30 billion in assets under management, Tidal partners with various issuers to help clients successfully launch, manage, and grow their ETFs. The company offers a full suite of services, including strategy planning, regulatory compliance, portfolio management, and marketing, positioning itself as a premier choice in the ETF industry.

51 - 200 employees

Founded 2012

💸 Finance

💳 Fintech

📋 Compliance

📋 Description

• Serve as the senior point of contact for authorized participants (APs), market makers (MMs), exchanges, and broker-dealers to optimize ETF market quality. • Lead capital markets strategy for new ETF launches, aligning trading and liquidity objectives with product and distribution goals. • Represent Tidal in industry forums, regulatory discussions, and capital markets initiatives. • Oversee daily ETF trading activity, creation/redemption processes, and NAV/trading price alignment, improving spreads, volumes, and premiums/discounts. • Develop and implement strategies to enhance liquidity and efficiency in primary and secondary markets. • Support derivatives risk oversight in compliance with SEC Rule 18f-4, including VaR calculations, stress testing, leverage monitoring, and back testing. • Oversee derivatives trade execution, confirmation, collateral management, and counterparty risk monitoring. • Ensure adherence to ETF, derivatives, and capital markets regulations; act as a key contact for audits and regulatory inquiries. • Direct development of capital markets reporting, analytics, and performance dashboards; identify system enhancements to strengthen data integrity and operational controls. • Leverage advanced financial modeling and risk analytics to inform trading strategies and market-making relationships.

🎯 Requirements

• Bachelor’s degree in Finance, Economics, Risk Management, or related field; advanced degree or professional designation (CFA, FRM) preferred. • 7+ years of experience in ETF capital markets, derivatives trading, or related risk/operations leadership roles. • Expert knowledge of derivatives instruments (options, futures, swaps) and their role in ETF investment strategies. • Proven experience with VaR models, stress testing, and advanced risk management frameworks. • Strong understanding of SEC regulations, ETF structures, and investment fund compliance requirements. • Demonstrated success building and maintaining strategic relationships with APs, MMs, and exchanges. • Proficiency in Excel, risk analytics platforms, and market data tools; familiarity with coding or automation tools a plus. • Exceptional organizational, communication, and leadership skills, with the ability to drive cross-functional initiatives. • Preference for candidates located within proximity to Chicago, IL; Milwaukee, WI; New York City, NY; and West Palm Beach, FL.