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Financial Services Compliance & Regulatory Specialist

Job not on LinkedIn

🔥 14 hours ago

🗽 New York – Remote

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💵 $70 - $110 / hour

⏱ Part Time

🟡 Mid-level

🟠 Senior

💸 Financial Planning and Analysis (FP&A)

👻 Ghost score 0%

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Logo of 24-MAG

24-MAG

2 - 10 employees

🤝 B2B

💼 Consulting

B2B • Consulting

24-MAG is a commercial strategy and execution firm that helps B2B organizations design and implement systems, workflows, and operating rhythms for sales, client management, and cross-functional projects. They focus on transforming scattered processes into aligned, measurable, and scalable commercial functions—covering pipeline structure, account management frameworks, and operational discipline for teams seeking efficient, intentional growth.

📋 Description

• Evaluate compliance-related work products for accuracy, completeness, and professional quality • Assess financial-services regulatory analyses, response materials, and supporting documentation • Identify unsupported conclusions, compliance gaps, inconsistencies, omissions, weak assumptions, and overlooked risks • Review recommendations for regulatory, operational, and practical soundness • Evaluate compliance reports, regulatory submissions, internal analyses, spreadsheets, reports, and presentation materials • Review calculations, assumptions, metrics, supporting information, charts, tables, and visuals • Assess whether findings and recommendations are clearly supported by available evidence • Distinguish substantive compliance issues from minor editorial concerns • Provide clear, structured written feedback explaining identified strengths and weaknesses • Apply evaluation standards consistently across financial-services compliance work products

🎯 Requirements

• 5+ years of relevant professional experience in financial services compliance, regulatory affairs, compliance analysis, risk, or a closely related field • Experience as a Compliance Officer, Financial Compliance Analyst, Regulatory Affairs Specialist, Risk Analyst, or similar professional • Strong practical understanding of financial services compliance and regulatory response • Experience developing or reviewing compliance analyses, regulatory materials, risk assessments, reports, or related work products • Ability to evaluate regulatory conclusions for accuracy, evidentiary support, and practical soundness • Strong analytical judgement and attention to compliance and regulatory detail • Highly proficient with Microsoft Office and Google Workspace • Advanced proficiency with PowerPoint / Google Slides • Strong spreadsheet and analytical skills • Native or professional fluency in English • Excellent written communication and ability to provide precise, structured feedback • Master's degree or higher from a recognised institution is advantageous • Work must be completed without using confidential or proprietary information belonging to any employer, client, institution, or other third party • H1-B and STEM OPT support is unavailable for this engagement

🏖️ Benefits

• Part-time independent contractor engagement • Fully remote • Flexible scheduling based on project requirements • Projects may be extended, shortened, or concluded based on project needs and performance

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