Compliance Program Manager

Job not on LinkedIn

🕒 August 20

🗽 New York – Remote

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⏰ Full Time

🟡 Mid-level

🟠 Senior

📋 Program Manager

👻 Ghost score 24%

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Logo of Catena

Catena

11 - 50 employees

Founded 2022

💳 Fintech

💸 Finance

🤖 Artificial Intelligence

Fintech • Finance • Artificial Intelligence

Catena is a governance and banking platform for AI agents. It provides a trust layer for agentic finance, offering verifiable agent identity, deterministic policy controls, and audit trails so humans can ensure transactions are safe and compliant. Catena enables AI agents to perform financial tasks—paying contractors, buying data, settling vendor invoices, optimizing treasury and liquidity, and procurement—by giving them accounts, custody, and payment rails (cards, ACH, wires, stablecoins), plus yield-generation and treasury features. Humans retain control via policy definitions, approvals, and a web console or personal agents. Catena positions itself as an enterprise-grade fintech platform focused on agent-enabled payments, custody, and governance.

📋 Description

• Help stand up and run Catena Trust Bank’s Compliance Management System under the Chief Compliance Officer • Lead fiduciary compliance across custody, investment management, and trust activities • Operate the third-party risk management program across the vendor lifecycle, including oversight of affiliate-provided services • Administer affiliate transactions across intercompany activity, including written market-terms analysis and compliance with Sections 23A and 23B of the Federal Reserve Act and Regulation W • Oversee non-financial-crimes compliance obligations, including Privacy and UDAP • Track regulatory developments and help deliver the compliance training program • Prepare committee and Board materials • Support examinations and audits • Partner closely with the Chief Trust Officer

🎯 Requirements

• 5+ years in compliance at a bank or trust company, ideally with some fiduciary and trust compliance experience under 12 C.F.R. Part 9 and/or general non-financial crimes compliance • Strong command of a bank Compliance Management System and second-line oversight, including risk assessment, monitoring and testing, issue management, and reporting • Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context • Exceptional writing, with comfort drafting policies, procedures, and Board materials • Sound judgment and initiative in an ambiguous, build-from-scratch environment • Hands-on TPRM program experience aligned to OCC Bulletin 2023-17, including vendor and affiliate oversight (nice to have) • Working knowledge of Regulation W (Sections 23A/23B) and affiliate-transaction controls (nice to have) • Exposure to digital assets, stablecoins, or fintech custody and payments (nice to have) • Experience implementing systems that leverage AI and ML to increase quality and productivity within the function (nice to have) • Experience through a de novo charter or with OCC supervision; CRCM or comparable certification (nice to have)

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