Partnership Executive

🕒 July 27

🇺🇸 United States – Remote

💵 $155k - $180k / year

⏰ Full Time

🟠 Senior

🔴 Lead

👔 Executive

👻 Ghost score 32%

What it means: the chance that no one is really hiring for this job.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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COMPLY

WebsiteLinkedInAll Job Openings

201 - 500 employees

💼 Consulting

🛡️ Insurance

📋 Compliance

Consulting • Insurance • Compliance

COMPLY is a comprehensive compliance solutions provider specializing in helping financial services firms navigate state or SEC compliance regulations. Offering software coupled with consulting, education, and support, COMPLY serves a broad range of clients including broker-dealers, hedge funds, insurance companies, investment advisers, and private equity firms. Their solutions include compliance program management, employee compliance monitoring, risk assessments, regulatory filings, and educational services to elevate compliance programs. With a strong focus on regulatory expertise, COMPLY empowers firms to maintain compliance and manage risks effectively.

📋 Description

• Provide senior-level compliance consulting services to investment advisers and, where applicable, broker-dealers and private fund managers. • Manage ongoing client relationships and deliver high-quality service across annual engagements and project-based work. • Conduct and lead complex compliance reviews (remote and on-site). • Draft and review disclosure documents, policies and procedures, and other regulatory materials. • Advise clients on regulatory developments, risk areas, and industry best practices. • Contribute to the development, enhancement, and rollout of new and innovative service offerings. • Support the tactical implementation of new services. • Assist in the creation and delivery of internal training to support consistent execution across the consulting team. • Serve as a senior subject matter resource for consultants, VPs, and Directors across the organization. • Partner with sales teams to support business development efforts.

🎯 Requirements

• Law degree or advanced compliance experience required. • Significant experience (typically 8–12+ years) in investment adviser compliance, with strong working knowledge of the Investment Advisers Act of 1940. • Experience with private funds strongly preferred; familiarity with CFTC/NFA, and/or FINRA requirements is a plus. • Prior compliance consulting experience a plus. • Demonstrated ability to analyze complex regulatory issues and provide clear, practical guidance. • Strong interpersonal and communication skills. • Proven ability to operate as a senior individual contributor in a collaborative, client-service environment. • Experience contributing to service development, training, or internal initiatives is highly valued. • Willingness and ability to travel as needed. • Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).

🏖️ Benefits

• Equal Opportunity Employer • Health insurance • 401(k) matching • Paid time off • Professional development opportunities

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