Compliance Director

Job not on LinkedIn

🔥 3 minutes ago

🍂 Massachusetts – Remote

🍂 Massachusetts – Remote

💵 $135k - $165k / year

⏰ Full Time

🔴 Lead

🚔 Compliance

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

👻 Ghost score 2%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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Group 1001

WebsiteLinkedInAll Job Openings

501 - 1000 employees

💼 Consulting

🏥 Healthcare

💸 Finance

Consulting • Healthcare • Finance

Group 1001 is a collective focused on empowering companies and communities through innovative financial solutions and strategic partnerships. The company provides simple and accessible insurance and annuity products designed to help individuals manage and grow their savings. Their online investing platform offers users a digital means to control their financial futures. Group 1001 also invests in partnerships that enhance community development through education and sports. With a tech-driven culture, they are transforming the insurance industry and helping communities thrive.

📋 Description

• Lead the design, implementation, and oversight of the compliance framework for the direct-to-consumer annuity platform • Ensure adherence to applicable state insurance laws, NAIC model regulations, FINRA/SEC requirements, advertising standards, privacy requirements, electronic delivery rules, and consumer protection obligations • Partner with Product, Operations, Marketing, Engineering, Design, and Technology teams to review and approve digital customer journeys, marketing and advertising, disclosures, online applications, and sales processes • Serve as the compliance lead for new product development initiatives • Advise cross-functional stakeholders on product design, features, disclosures, distribution strategy, and implementation • Build scalable review workflows, checklists, and self-service tools • Lead regulatory change management by identifying emerging laws, regulations, and industry guidance, assessing business impact, and driving timely implementation • Develop and deliver compliance training across the Gainbridge organization • Contribute to the broader Group 1001 Life and Annuity compliance program and share best practices enterprise-wide

🎯 Requirements

• 7+ years of progressive compliance experience within the life and annuity industry, ideally including direct-to-consumer or digital distribution • Bachelor’s degree required • Deep working knowledge of fixed and fixed index annuities, including state insurance laws, NAIC model laws, advertising standards, consumer protection requirements, and electronic delivery • Demonstrated experience providing strategic compliance guidance for product development, digital distribution, and direct-to-consumer sales models within the life and annuity industry • Extensive experience reviewing marketing and advertising for annuity products across digital, print, social media, and other distribution channels • Strong partnership and influencing skills across product, operations, technology, marketing, and leadership • Exceptional analytical, communication, and problem-solving skills • Ability to translate complex regulatory requirements into practical risk-based guidance and actionable business solutions • Comfortable creating processes and tooling where none exist • Comfortable operating in ambiguity and moving at startup speed inside an established insurance enterprise • Prior experience supporting a direct-to-consumer fintech or insurtech platform • Experience with digital marketing compliance tooling, review workflow platforms, or content management systems • Familiarity with SEC/FINRA advertising principles • Series 6, 7, 24, or 26 registrations, or willing to obtain • Experience leading regulatory examinations, market conduct examinations, audits, or responding to regulatory inquiries

🏖️ Benefits

• Comprehensive health insurance plan options • Dental insurance plan options • Vision insurance plan options • Basic and Supplemental Life Insurance • Short- and Long-Term Disability • Employee Assistance Program • Wellness programs • 401K plan with matching contributions by the Company