Compliance Director – Digital Distribution

🕒 September 21

🍂 Massachusetts – Remote

🍂 Massachusetts – Remote

💵 $135k - $165k / year

⏰ Full Time

🔴 Lead

🚔 Compliance

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

👻 Ghost score 14%

What it means: the chance that no one is really hiring for this job.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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Group 1001

WebsiteLinkedInAll Job Openings

501 - 1000 employees

💼 Consulting

🏥 Healthcare

💸 Finance

Consulting • Healthcare • Finance

Group 1001 is a collective focused on empowering companies and communities through innovative financial solutions and strategic partnerships. The company provides simple and accessible insurance and annuity products designed to help individuals manage and grow their savings. Their online investing platform offers users a digital means to control their financial futures. Group 1001 also invests in partnerships that enhance community development through education and sports. With a tech-driven culture, they are transforming the insurance industry and helping communities thrive.

📋 Description

• Build the compliance framework for the Gainbridge DTC annuity platform, covering state insurance law, NAIC model regulations, FINRA/SEC principles, advertising standards, privacy, electronic delivery and consumer protection • Advise senior leadership with risk-based recommendations on product strategy, distribution, marketing campaigns and new markets • Lead compliance for new product development from design and features through disclosures and go-live • Review and approve digital marketing campaigns across paid social, influencer, search, streaming, web, email and print • Work with Engineering and Design on online applications, e-signature, e-delivery and in-app disclosures • Design review workflows, checklists, self-service tools and compliance tooling • Track regulatory changes, assess business impact and lead implementation • Deliver practical compliance training across Gainbridge • Share the compliance framework with Group 1001's wider Life & Annuity compliance program

🎯 Requirements

• 7+ years of progressive compliance experience in financial services, such as a digital brokerage, annuity distribution or technology platform, Fintech, Insurtech or life and annuity carrier • Hands-on experience reviewing consumer-facing marketing and communications across digital, social, web, email and print, under FINRA Rule 2210, state insurance advertising regulations, or both • Working knowledge of annuity products and the frameworks that govern how they're sold, including suitability and best-interest standards • Commitment to developing deep expertise in state insurance law and NAIC model regulations • Experience advising Product, Engineering and Marketing teams on digital customer experiences, including online applications, disclosures, and electronic delivery • Record of influencing senior stakeholders and balancing regulatory requirements with business goals • Strong analytical, writing and communication skills • Bachelor's degree required • Experience at a DTC fintech, digital brokerage, Insurtech or annuity platform • Fixed or fixed indexed annuity experience • Familiarity with compliance review and content workflow tools such as Red Oak, Saifr or Smarsh, or digital asset management systems • FINRA Series 6, 7, 24 or 26 • Experience leading regulatory or market conduct exams, audits, or regulatory inquiries

🏖️ Benefits

• Comprehensive health, dental, and vision insurance plan options • Basic and Supplemental Life Insurance • Short- and Long-Term Disability • Employee Assistance Program • Wellness programs • 401K plan with matching contributions by the Company

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