Manager, Supervision – Advertising Review

🔥 1 minute ago

⛰️ Colorado – Remote

⛰️ Colorado – Remote

💵 $100k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

👔 Manager

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

👻 Ghost score 0%

What it means: the chance that no one is really hiring for this job.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

Apply Now

Find Similar Remote Jobs

Raymond James

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1962

💼 Consulting

🛡️ Insurance

💸 Finance

Consulting • Insurance • Finance

Raymond James is a global financial services firm that offers a comprehensive range of investment solutions including wealth management, asset management, and investment banking services. The firm specializes in providing tailored financial planning and investment advice to individuals and institutions, with a focus on retirement planning, estate management, and financial education. Backed by a strong team of financial advisors and industry expertise, Raymond James is committed to helping clients achieve their financial goals through personalized services.

📋 Description

• Lead and develop a team responsible for reviewing advertising, social media, and other communications • Coach, guide, and provide ongoing feedback to associates • Partner with Financial Advisors, branch leadership, Marketing, Compliance, Legal, and other business partners • Apply regulatory knowledge and judgment to complex or unique advertising scenarios • Oversee reviews of advisor-created advertising, social media, and other communications • Identify workflow improvements, streamline processes, and promote consistent supervisory decisions • Contribute to strategic initiatives, technology enhancements, policy development, and modernization projects • Develop and deliver training and communicate regulatory expectations • Resolve escalations, identify emerging risks, and develop practical solutions • Oversee daily workloads, evaluate performance, identify development opportunities, and support hiring and other people-management responsibilities

🎯 Requirements

• Bachelor's degree in a related field and a minimum of six years of experience in Supervision and/or the financial services industry; or an equivalent combination of education, experience, and training approved by Human Resources • FINRA Series 7, 24, and 66 licenses required for the assigned functional area • Strong understanding of FINRA Rule 2210, SEC advertising requirements, and other regulations applicable to financial services communications • Knowledge of the Investment Company Act of 1940, Investment Advisers Act of 1940, and applicable ERISA and Department of Labor requirements • Ability to interpret complex regulatory requirements and translate them into clear, practical guidance • Ability to navigate ambiguity, balance competing priorities, and make thoughtful, risk-based decisions • Ability to manage multiple priorities and complex projects while maintaining attention to detail and commitment to quality • Additional licenses or certifications demonstrating expertise in securities regulation and related industry concepts are preferred

🏖️ Benefits

• Medical, dental, and vision benefits • Life insurance • Critical illness insurance and accident insurance • Disability benefits • Retirement savings • Paid time off, including vacation, holidays, and sick leave • Parental leave • Additional compensation may include cash or equity, discretionary bonuses, or commissions • Remote workstyle • Less than 25% travel

📊 Check your resume score for this job

Improve your chances of getting an interview by checking your resume score before you apply.

Upload Resume