Manager, Regulatory Compliance and Testing

🔥 2 minutes ago

🇺🇸 United States – Remote

💵 $115k - $130k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

🚔 Compliance

👻 Ghost score 0%

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Real REMAX Group

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🏠 Real Estate

☁️ SaaS

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Real Estate • SaaS • Artificial Intelligence

Real REMAX Group is a real estate company formed by combining Real’s AI-powered technology platform and agent community with the global franchise brand and network of RE/MAX. It provides proprietary, AI-enabled tools, ongoing education, and a global referral network to empower agents and brokers, aiming to increase agent productivity and streamline the homebuying and selling experience. The company reports 180,000+ licensed real estate agents, a presence in 120+ countries and territories, and about 2 million transaction sides annually.

📋 Description

• Build, implement, and continuously improve Real Wallet’s Strategic Compliance Monitoring & Testing Framework • Map regulatory requirements to business activities, products, and controls • Conduct risk assessments and develop risk-based monitoring and testing roadmaps • Partner with business teams to identify emerging compliance risks and provide day-to-day guidance • Design, develop, and execute risk-based compliance testing • Leverage AI and intelligent tools to improve compliance monitoring and testing • Audit automated disclosure logic and credit decision notices for state and federal commercial lending compliance • Review marketing materials and customer complaint trends for UDAAP/UDAP and other regulatory risks • Develop system frameworks and reporting workflows for emerging regulatory requirements • Document findings, assess control effectiveness, identify root causes, recommend corrective actions, and track remediation • Monitor regulatory developments and translate changes into compliance processes, controls, and testing requirements • Communicate results and emerging risks to Compliance leadership and business partners

🎯 Requirements

• Bachelor’s degree in Business, Finance, Legal Studies, Compliance, or a related field required • 6+ years of experience in regulatory compliance, compliance testing, or audit within the fintech, lending, banking, or financial services industry • Experience independently building and executing compliance monitoring and testing programs within a lending, fintech, banking, or other regulated financial services environment is required • Strong knowledge of U.S. small business lending and state-licensed lending requirements • Knowledge of ECOA (Regulation B), UDAAP/UDAP, KYC, AML, OFAC, SCRA, CAN-SPAM, and state-specific disclosure requirements • Experience independently building, implementing, and executing risk-based compliance monitoring and testing programs • Experience leveraging AI and other intelligent tools to develop, enhance, or streamline compliance testing frameworks, methodologies, or workflows • Strong analytical and problem-solving skills • Strong written and verbal communication skills • Ability to work independently, manage multiple priorities, and adapt to evolving business and regulatory requirements • Candidates must be based in the U.S. to be considered • Ability to sit for long periods of time

🏖️ Benefits

• Bonus • Health benefits • Life insurance • Flexible PTO • 401k

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