Trade Surveillance Analyst

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YogiTrades

WebsiteLinkedInAll Job Openings

11 - 50 employees

₿ Crypto

💸 Finance

💳 Fintech

Crypto • Finance • Fintech

YogiTrades is a platform designed for Indian traders to engage in futures and options trading on cryptocurrencies like Bitcoin and Ethereum. The platform operates 24/7, allowing users to trade without owning any actual crypto, with all transactions settled in INR. Registered with the Financial Intelligence Unit of India, YogiTrades complies fully with local regulations, providing a secure and trustworthy trading environment. It offers innovative trading features, smart margining schemes, and deep analytics to enhance user experience. Users can make smaller initial investments and enjoy daily, weekly, and monthly expiries, ensuring flexibility and a wide range of opportunities. The platform is also integrated with efficient customer support and community interaction features.

📋 Description

• Monitor trading activities and surveillance alerts to identify potential market abuse, including spoofing, layering, wash trades, front-running, insider trading, and market manipulation. • Conduct investigations into suspicious trading patterns and prepare detailed case documentation. • Review and close surveillance alerts generated through internal and external monitoring systems. • Liaise with Compliance, Risk, Operations, Product, and Technology teams on surveillance matters and escalations. • Prepare regulatory reports and responses for exchanges, regulators, and other stakeholders, where applicable. • Perform periodic reviews of surveillance scenarios, thresholds, and monitoring frameworks to enhance effectiveness. • Analyze trading behavior across spot, derivatives, and options products to identify emerging risks. • Maintain MIS, dashboards, and surveillance metrics for management reporting. • Stay updated on regulatory developments, exchange circulars, and industry best practices. • Support audits, inspections, and compliance reviews related to market surveillance activities. • Drive automation and process improvement initiatives to strengthen the surveillance framework.

🎯 Requirements

• Bachelor's or Master's degree in Finance, Commerce, Economics, Law, or a related field. • 5+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or Market Abuse Investigations. • Prior experience with a Stock Broking firm, Capital Markets organization, Exchange, or Trading Platform is mandatory. • Strong understanding of securities markets, derivatives, market conduct regulations, and surveillance methodologies. • Hands-on experience investigating trading alerts and suspicious market activities. • Familiarity with surveillance tools such as SMARTS, Actimize, Compass or similar monitoring systems is preferred. • Strong knowledge of regulatory requirements, exchange rules, and market abuse monitoring frameworks. • Excellent analytical, investigative, and report-writing skills. • Ability to independently manage complex investigations and interact with senior stakeholders. • Preferred Skills • Experience in derivatives, futures, options, and leveraged trading products. • Knowledge of AML, Financial Crime, and Fraud Monitoring frameworks. • Proficiency in SQL, Excel, data analytics, or surveillance reporting tools. • Strong communication and stakeholder management skills.