Operations Specialist – Corporate Actions

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PEAK6

WebsiteLinkedInAll Job Openings

1001 - 5000 employees

💳 Fintech

📚 Education

Fintech • Investment • Education

PEAK6 is an innovative investment firm headquartered in Austin, Texas, with a global presence that includes a diverse portfolio of businesses. The company operates outside traditional investment practices, focusing on capturing unique opportunities and leveraging technology to enhance performance. PEAK6 encompasses various entities, including capital management, fintech solutions, and education initiatives, aiming to simplify processes, democratize financial access, and empower consumers. With over 25 years in the industry, PEAK6 strategically invests in transformative ideas, ensuring flexibility in the dynamic financial landscape.

📋 Description

• Assist in identifying, validating, and processing mandatory and voluntary corporate action events, ensuring accurate and timely completion across client accounts • Distribute corporate action notifications to internal stakeholders and clients; respond to inquiries regarding upcoming or in-progress events • Support daily reconciliation of corporate action positions and entitlements against custodian and depository records to ensure data accuracy • Collect and submit client elections for voluntary corporate actions (e.g., rights offerings, tender offers, exchange offers) within required deadlines • Assist with calculating and verifying cash and stock entitlements resulting from corporate action events • Adhere to all relevant regulatory requirements and internal policies; support audit and regulatory inquiries as needed • Identify and escalate discrepancies, missing elections, or processing errors in a timely manner to mitigate risk and financial exposure • Prepare and maintain reports on corporate action events, processing status, and outstanding items for review by senior team members

🎯 Requirements

• Bachelor's degree in Finance, Accounting, Economics, Business, or a related field or equivalent work experience • 0–2 years of relevant experience in financial services; internship experience in operations, corporate actions, or securities processing is a plus • Basic understanding of financial markets and common types of securities (equities, fixed income, mutual funds) • Familiarity with the corporate actions lifecycle is a plus but not required; training will be provided • Experience or coursework in securities operations, brokerage back-office, or financial services operations • Exposure to financial data platforms such as Bloomberg or Reuters • Basic proficiency in Microsoft Excel; experience with SQL or data tools is a bonus • Pursuit of or interest in professional certifications such as FINRA Series 99, CFA, or similar designations

🏖️ Benefits

• healthcare benefits (medical, dental and vision, EAP) • competitive PTO • 401k match • parental leave • HSA contribution match • paid subscription to the Calm app • generous external learning and tuition reimbursement benefits