Operations Associate – Self-Clearing, Corporate Actions

Job not on LinkedIn

🔥 1 minute ago

🗽 New York – Remote

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⏰ Full Time

🟢 Junior

🟡 Mid-level

⚙️ Operations

👻 Ghost score 20%

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Logo of Atomic Invest

Atomic Invest

11 - 50 employees

Founded 2020

💸 Finance

💳 Fintech

☁️ SaaS

Finance • Fintech • SaaS

Atomic Invest is a technology company that offers an integrated platform designed for fintechs and financial institutions to provide savings and investment products. They enable advanced wealth and cash management services with offerings that include FDIC-insured cash sweeps, money market funds, and treasury bills. Atomic Invest provides brokerage services with turnkey experiences and APIs that simplify the launch process for financial services. Their solutions cater to financial institutions, wealth managers, consumer platforms, and broker-dealers, enhancing financial service offerings and client satisfaction. As an SEC-licensed investment adviser and FINRA-registered broker-dealer, Atomic Invest ensures compliance and security standards, operating under the umbrella of AtomicVest Inc. Their services are not bank-guaranteed and carry the typical risks associated with investing.

📋 Description

• Process corporate actions, including spinoffs, distributions, mergers, tender/exchange offers, and mandatory/voluntary reorganizations • Support clearance and settlement activity • Resolve data quality and booking issues • Help build operational processes and controls for self-clearing and corporate actions • Collaborate with engineering, product, and compliance teams

🎯 Requirements

• Active Series 24 (General Securities Principal) license • Direct experience processing corporate actions (splits, spinoffs, distributions, mergers, tender/exchange offers) at a broker-dealer or clearing firm • Experience with clearance and settlement operations in a self-clearing or correspondent clearing environment • Expertise with NSCC/DTC processes, position reconciliation, and asset servicing • Strong understanding of double-entry booking methodology and reconciliation across custody, trade, and cash ledgers • Margin financing, trading, or underwriting operations experience is a bonus

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