Operations Associate, Trading and Margin

🕒 September 15

🏄 California, New York – Remote

🏄 California – Remote 🗽 New York – Remote

⏰ Full Time

🟢 Junior

🟡 Mid-level

⚙️ Operations

👻 Ghost score 21%

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Atomic Invest

WebsiteLinkedInAll Job Openings

11 - 50 employees

Founded 2020

💸 Finance

💳 Fintech

☁️ SaaS

Finance • Fintech • SaaS

Atomic Invest is a technology company that offers an integrated platform designed for fintechs and financial institutions to provide savings and investment products. They enable advanced wealth and cash management services with offerings that include FDIC-insured cash sweeps, money market funds, and treasury bills. Atomic Invest provides brokerage services with turnkey experiences and APIs that simplify the launch process for financial services. Their solutions cater to financial institutions, wealth managers, consumer platforms, and broker-dealers, enhancing financial service offerings and client satisfaction. As an SEC-licensed investment adviser and FINRA-registered broker-dealer, Atomic Invest ensures compliance and security standards, operating under the umbrella of AtomicVest Inc. Their services are not bank-guaranteed and carry the typical risks associated with investing.

📋 Description

• Serve as an associate within Brokerage Operations, providing registered supervision over inter-dealer market making activity in corporate securities and margin lending and financing • Review and approve trading and margin activity • Maintain supervisory procedures • Act as the escalation point for issues surfaced by trading, onboarding, and operations teams • Help shape the supervisory framework supporting compliance as the broker-dealer capabilities and products expand • Own day-to-day supervisory responsibility for market making and underwriting activity • Oversee daily trading operations, monitor real-time PnL, and manage risk limits across proprietary or agency trading desks • Issue and verify margin calls • Handle day-trading account rules • Set house collateral haircuts • Resolve branch/client escalations

🎯 Requirements

• Active Series 57 and Series 24 • Three to five years of direct experience in overseeing trading and/or margin • Demonstrated experience supervising inter-dealer market making activity in corporate securities • Deep subject matter expertise in Reg T and FINRA Rule 4210, portfolio margin • Experience overseeing daily trading operations, monitoring real-time profit and loss (PnL), and managing risk limits across proprietary or agency trading desks • Experience issuing and verifying margin calls, handling day-trading account rules, setting house collateral haircuts, and resolving branch/client escalations • Comfort operating in a fast-moving, high-growth environment with evolving processes • Candidates who do not meet all requirements must have direct experience in at least one of: inter-dealer market making in corporate securities or margin financing • Prior experience in onboarding, securities lending, or other brokerage operational activities preferred • Underwriting or corporate actions experience is a bonus

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