Senior Advisor, Branch Manager

🔥 5 minutes ago

⛰️ Colorado – Remote

⛰️ Colorado – Remote

💵 $75k - $90k / year

⏰ Full Time

🟠 Senior

👔 Manager

🦅 H1B Visa Sponsor

This company has sponsored H1B visas in the past.

👻 Ghost score 0%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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Raymond James

WebsiteLinkedInAll Job Openings

10,000+ employees

Founded 1962

💼 Consulting

🛡️ Insurance

💸 Finance

Consulting • Insurance • Finance

Raymond James is a global financial services firm that offers a comprehensive range of investment solutions including wealth management, asset management, and investment banking services. The firm specializes in providing tailored financial planning and investment advice to individuals and institutions, with a focus on retirement planning, estate management, and financial education. Backed by a strong team of financial advisors and industry expertise, Raymond James is committed to helping clients achieve their financial goals through personalized services.

📋 Description

• Perform supervisory reviews and approvals of client accounts, transactions, and documentation requiring oversight • Provide supervisory support for producing branch managers, financial advisors, and branch associates • Research and resolve complex account, suitability, and regulatory matters • Monitor supervisory systems and reports for unusual activity, trends, or potential risks • Escalate concerns and partner with supervision leadership and business stakeholders to achieve resolution • Interpret and apply firm policies, industry regulations, and supervisory standards • Educate and guide advisors and branch personnel on regulatory developments, supervision practices, and policy changes • Collaborate with field supervision, branch leadership, compliance, legal, and operational partners • Recommend process improvements to strengthen supervisory effectiveness and risk management • Stay informed about changes affecting the securities and advisory industry

🎯 Requirements

• Bachelor’s degree (B.A.) from a four-year college or university, and a minimum of three (3) years’ experience in a financial services firm / supervision • An equivalent combination of experience, education, and/or training as approved by Human Resources • Series 7, 9/10 or 24, 66 or 65/63 required, or the ability to obtain within an established timeframe • Strong judgment in complex supervisory matters • Ability to interpret firm policies, industry regulations, and supervisory standards • Ability to identify patterns, trends, and emerging risks • Ability to work independently while collaborating effectively • Ability to communicate difficult messages professionally • Ability to build trusted relationships across business partners

🏖️ Benefits

• Medical, dental, and vision insurance • Life insurance • Critical illness insurance • Accident insurance • Disability benefits • Retirement savings • Paid time off, including vacation, holidays, and sick leave • Parental leave • Remote workstyle • Less than 25% travel