Raymond James
10,000+ employees
Founded 1962
💸 Finance
Finance • Wealth Management • Investment Banking
Raymond James is a global financial services firm that offers a comprehensive range of investment solutions including wealth management, asset management, and investment banking services. The firm specializes in providing tailored financial planning and investment advice to individuals and institutions, with a focus on retirement planning, estate management, and financial education. Backed by a strong team of financial advisors and industry expertise, Raymond James is committed to helping clients achieve their financial goals through personalized services.
Senior Advisor, Branch Manager – Supervisory Principal
🕒 May 20
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Raymond James
10,000+ employees
Founded 1962
💸 Finance
Finance • Wealth Management • Investment Banking
Raymond James is a global financial services firm that offers a comprehensive range of investment solutions including wealth management, asset management, and investment banking services. The firm specializes in providing tailored financial planning and investment advice to individuals and institutions, with a focus on retirement planning, estate management, and financial education. Backed by a strong team of financial advisors and industry expertise, Raymond James is committed to helping clients achieve their financial goals through personalized services.
📋 Description
• Manages supervisory oversight of branch manager activity • Ensures adherence to firm and regulatory policies and procedures • Reviews and approves client activity for branch managers • Monitors and analyzes supervision reports for suspicious patterns • Communicates with the field regarding regulatory rules and policy changes
🎯 Requirements
• Bachelor’s degree (B.A.) from four-year college or university • Minimum of three (3) years’ experience in a financial services firm / supervision • Series 7, 9/10 or 24, 66 or 65/63 required or the ability to obtain within an established timeframe
🏖️ Benefits
• Medical, dental, and vision insurance • Life insurance • Critical illness and accident insurance • Disability benefits • Retirement savings plan • Paid time off including vacation, holidays, and sick leave • Parental leave
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