Search  8 jobs from 5 companies hiring remote junior risk & compliance managers in the united kingdom.

Risk & Compliance

Kraken, the trusted and secure digital asset exchange, is on a mission to accelerate the adoption of cryptocurrency so that you and the rest of the world can achieve financial freedom and inclusion.

Our 3,400+ Krakenites are a world-class team ranging from the crypto-curious to industry experts, united by our desire to discover and unlock the potential of crypto and blockchain technology. As a fully remote company, we already have Krakenites in 70+ countries (speaking 50+ languages). We're one of the most diverse organizations on the planet and this remains key to our values. 

We continue to lead the industry with new product advancements like Kraken NFT, on- and off-chain staking and instant bitcoin transfers via the Lightning Network.

Become a Krakenite and enable the future crypto economy!

Kraken Digital Asset Exchange

The compliance associate will join the Kraken Financial team to bridge the gap between digital assets and traditional financial services. They will be responsible for conducting customer risk assessments, performing high-risk reviews, and supporting a BSA program compliant with state and federal regulations. The ideal candidate should have experience with US customer due diligence rules, enhanced due diligence processes, and customer risk assessment. They should be self-motivated with a background in regulatory compliance in traditional financial services, fintech, or non-bank financial services. The candidate should be able to communicate effectively between multiple teams in the organization.

Compliance Associate

• Joining the Banking Partner Relationship team in Compliance
• Enhancing relationships with existing and new banking partners
• Multitasking and prioritization
• Cross-functional communication
• Completing daily requests presented by banking partners
• Collaborating with a global team
• Meeting deadlines in a fast-paced environment
• Being part of an innovative and high-impact team in the crypto industry

Compliance Associate - EEA

At Monzo, we’re building a new kind of bank. One that lives on your smartphone and built for the way you live today. By solving your problems, treating you fairly and being totally transparent, we believe we can make banking better.

Monzo Bank

• Working closely with the audit director to develop and execute a flexible audit plan
• Delivering end to end audits
• Building trusting and open relationships with auditees
• Embedding the use of data as part of core audit processes
• Proactively helping with ad-hoc audit related tasks

Internal Audit Manager - Operations and People

Alpaca builds an API-first stock and crypto brokerage platform. Trade with algorithms, connect with apps, and build services with our easy to use APIs

 *Securities by Alpaca Securities LLC, Cryptocurrencies by Alpaca Crypto LLC (alpaca.markets)*

Alpaca

As the Compliance Associate II, you’ll partner with the Chief Compliance Officer of Alpaca Securities LLC to support the compliance operations of Alpaca Securities, LLC. The role will assist with further development and managing all of the compliance, policies and procedures, and keeping the firm’s and employees registrations and regulatory filings up to date for a global technology and financial services company. The Compliance Department team is 100% distributed and remote. This role will be reporting directly to the Chief Compliance Officer.

Key Responsibilities:
• Review escalations of daily trading activity, identifying and investigating any suspicious or non-compliant behavior.
• Review and approve advertising materials, ensuring compliance with FINRA regulations and internal policies.
• Assist in the preparation and submission of required regulatory filings and reports.
• Responsible for handling FINRA Rule 4530 matters in a timely and professional manner, collaborating with relevant departments to address and rectify issues.
• Monitor internal correspondence, including emails and communications, to identify any potential compliance violations or risks.
• Perform special projects at the request of the Chief Compliance Officer or AMLCO
• Respond to inquiries and/or refer inquiries to the appropriate department or person and exhibit the necessary follow-through with customers and/or staff involved.
• Collaborate with cross-functional teams to implement compliance policies, procedures, and controls.
• Stay up-to-date with industry regulations and developments, and recommend adjustments to compliance processes as needed.

• Supporting the Senior Internal Audit Manager and the Head of Financial Crime, Conduct and Compliance Audit with planning, scoping and execution of audits.
• Completing audit planning including documentation of audit scope, process understanding, risk & control identification, and testing strategies.
• Completing audit fieldwork by testing key controls and documenting audit work.
• Forming an independent view of whether the key risks to the organisation have been identified, including emerging and systemic risks, and assess how effectively these risks are being managed.
• Writing high quality audit observations, completing audit issue validations, and documenting audit workpapers in accordance with our internal audit methodology and regulatory requirements.
• Delivering value-adding and insightful audit reports, ensuring factual accuracy and managing stakeholder communications.
• Follow up with stakeholders on remediation of actions coming out of issues identified during audits and validation of actions.
• Performing continuous business monitoring and updating the Chief Internal Auditor and the Audit Team with current developments and emerging risks.
• Ensuring that the Audit Universe and risk assessments are up to date and accurate.
• Building strong relationships with key stakeholders and attending key risk committees.
• Embedding the use of data as part of our core audit processes (risk assessment and planning, audit execution, continuous monitoring).
• Proactively helping with ad-hoc tasks, as requested by management.
• Ensuring the principles of integrity, objectivity, confidentiality, and competency are applied and upheld.

Internal Audit Manager - Conduct and Compliance

Via.work partners with companies to help them onboard, pay, and care for employees and contractors worldwide.

Our tech-enabled platform makes it easy for businesses of all sizes to grow globally while managing benefits, employment contracts, and other HR admin processes with full compliance.

People are your company's most valuable asset. So our number 1 priority is keeping your global team happy and healthy, which means offering best-in-class local compensation packages and ensuring every employee has an amazing employment experience, no matter where they are.

Via.work

• Develop and maintain compliance policies and procedures to ensure adherence to all regulations and laws.
• Monitor and track regulatory changes, and ensure that all relevant company stakeholders are aware of updates and necessary changes to policies and procedures.
• Conduct regular compliance audits and assessments to identify areas of risk and opportunities for improvement.
• Develop and deliver compliance training plan
• Collaborate with internal stakeholders, such as legal and finance teams, to provide guidance on regulatory requirements and ensure compliance with all relevant laws and regulations.
• Maintain accurate records and documentation of compliance activities.

Our global Compliance team is redefining how compliance should be done - we challenge the norms and practices of the incumbent industry participants to identify ways to make Compliance at Kraken a competitive advantage. In this role, you will be the driving force that spearheads collaboration between the Compliance team and all of Kraken’s product stakeholders around the globe to develop defensible compliance strategies for product expansion globally and deliver world class integration solutions that are highly scalable and highly effective. You will be working with the Product, Corporate Development, Legal, Finance, and Regional Compliance teams. The ideal candidate will be a crypto-native compliance professional with strong product and industry knowledge, and based in Europe.

Principal Compliance Associate - Strategic Initiatives

ViaBill is working to change online shopping for the better.  We truly believe we can help people to live better lives on a budget by providing smarter, and more straight-forward payment options.

ViaBill

• Compliance Reviews & Approvals (i.e. marketing, revisions to policies, etc.)
• Conduct Compliance Testing activities per the Annual Testing Schedule
• Provide guidance to Business Line in their build-out and maintenance of a compliance management system
• Complete Risk Assessment at least annually
• Review reporting & analytics for trends and/or issues
• Issue Tracking & Resolution for all issues identified
• Work with Business Line to ensure revised and/or new regulations are incorporated into the business
• Contributes to Board Reporting
• Assist the Chief Commercial Officer in the maintenance of the Policy & Procedures Library

Compliance Manager, FinTech EU / Remote

Search  8 jobs from 5 companies hiring remote junior risk & compliance managers in the united kingdom.. Compliance Associate. Internal Audit Manager - Conduct and Compliance. Compliance Associate. Principal Compliance Associate - Strategic Initiatives. Compliance Manager, FinTech EU / Remote

Remote Junior Risk & Compliance Jobs in the United Kingdom

Search 8 jobs from 5 companies hiring remote junior risk & compliance managers in the united kingdom.

Compliance Associate

Kraken Digital Asset Exchange

Compliance Associate - EEA

Kraken Digital Asset Exchange

Internal Audit Manager - Operations and People

Monzo Bank

Compliance Associate

Alpaca

Internal Audit Manager - Conduct and Compliance

Monzo Bank

Compliance Associate

Via.work

Principal Compliance Associate - Strategic Initiatives

Kraken Digital Asset Exchange

Compliance Manager, FinTech EU / Remote

ViaBill