Search  8 jobs from 3 companies hiring remote risk & compliance managers anywhere in the world.

Risk & Compliance

At Quadcode we build brokerage platforms from scratch. Go live in six weeks with an award-winning turnkey brokerage solution. Get yourself on the fast track.

Quadcode SaaS gives you a quick way into the brokerage business without having to develop any part of the software. We can provide you with a modular solution that is customizable according to your business goals and existing infrastructure. Our package already includes everything you need to lift off: from trade room to billing, KYC/AML/Compliance, CRM & Affiliate modules, Client Support and many more. Contact us to get your fully-packed broker ready in 6 weeks. 

Quadcode is an international IT company developing software for trading and investment. Our clients are international broker firms and financial organizations, and our products and developments are used by 50 million people in 218 countries. Our team includes 800 professionals working from offices in Cyprus, Gibraltar, the UK, Australia, and UAE.

Quadcode SaaS

• Payment Fraud Detection: Utilize advanced tools and techniques to proactively identify and prevent fraudulent transactions within our payment systems;
• Documentation: Maintain detailed records of fraud cases, investigations, and resolutions, ensuring compliance with legal and company standards;
• Communication: Collaborate with cross-functional teams, including Customer Support and IT, to resolve fraud-related issues and improve payment security.

Payment Antifraud Specialist

Kraken, the trusted and secure digital asset exchange, is on a mission to accelerate the adoption of cryptocurrency so that you and the rest of the world can achieve financial freedom and inclusion.

Our 3,400+ Krakenites are a world-class team ranging from the crypto-curious to industry experts, united by our desire to discover and unlock the potential of crypto and blockchain technology. As a fully remote company, we already have Krakenites in 70+ countries (speaking 50+ languages). We're one of the most diverse organizations on the planet and this remains key to our values. 

We continue to lead the industry with new product advancements like Kraken NFT, on- and off-chain staking and instant bitcoin transfers via the Lightning Network.

Become a Krakenite and enable the future crypto economy!

Kraken Digital Asset Exchange

The compliance associate will join the Kraken Financial team to bridge the gap between digital assets and traditional financial services. They will be responsible for conducting customer risk assessments, performing high-risk reviews, and supporting a BSA program compliant with state and federal regulations. The ideal candidate should have experience with US customer due diligence rules, enhanced due diligence processes, and customer risk assessment. They should be self-motivated with a background in regulatory compliance in traditional financial services, fintech, or non-bank financial services. The candidate should be able to communicate effectively between multiple teams in the organization.

Compliance Associate

• Leading a team of fraud analysts based in North America
• Responsible for staffing and operational delivery
• Ownership of processes and routines
• Drive improvements
• Train and develop reports
• Oversee and coordinate QA management
• Daily, weekly, and monthly reporting

Fraud Team Lead

Alpaca builds an API-first stock and crypto brokerage platform. Trade with algorithms, connect with apps, and build services with our easy to use APIs

 *Securities by Alpaca Securities LLC, Cryptocurrencies by Alpaca Crypto LLC (alpaca.markets)*

Alpaca

As the Compliance Associate II, you’ll partner with the Chief Compliance Officer of Alpaca Securities LLC to support the compliance operations of Alpaca Securities, LLC. The role will assist with further development and managing all of the compliance, policies and procedures, and keeping the firm’s and employees registrations and regulatory filings up to date for a global technology and financial services company. The Compliance Department team is 100% distributed and remote. This role will be reporting directly to the Chief Compliance Officer.

Key Responsibilities:
• Review escalations of daily trading activity, identifying and investigating any suspicious or non-compliant behavior.
• Review and approve advertising materials, ensuring compliance with FINRA regulations and internal policies.
• Assist in the preparation and submission of required regulatory filings and reports.
• Responsible for handling FINRA Rule 4530 matters in a timely and professional manner, collaborating with relevant departments to address and rectify issues.
• Monitor internal correspondence, including emails and communications, to identify any potential compliance violations or risks.
• Perform special projects at the request of the Chief Compliance Officer or AMLCO
• Respond to inquiries and/or refer inquiries to the appropriate department or person and exhibit the necessary follow-through with customers and/or staff involved.
• Collaborate with cross-functional teams to implement compliance policies, procedures, and controls.
• Stay up-to-date with industry regulations and developments, and recommend adjustments to compliance processes as needed.

• Senior Compliance Systems Associate
• Assess performance of Compliance vendor systems
• Identify system enhancements
• Collaborate with internal product and engineering teams
• Manage overall vendor relationships
• Technical background required
• Familiarity with regulatory Compliance systems
• Develop subject matter expertise in Compliance Systems
• Ensure vendor performance aligns with contract terms
• Periodic testing of sample data
• Assist Compliance in build vs buy analysis
• Develop and maintain business continuity plans
• Track system enhancements and prioritize action plans
• Represent Compliance Systems in vendor communications
• Act as point of contact for vendor demos, contracts, feasibility study, and budgeting

Senior Compliance Systems Associate

• Take ownership of Compliance data management and reporting processes
• Develop and maintain high-quality data sources for various Compliance needs
• Collaborate with Data Engineers and Machine Learning Engineers
• Drive consistency, automation, and accuracy in Compliance reports and dashboards
• Build Compliance metrics in response to emerging business needs
• Manage the work of junior Data Analysts
• Perform QC checks and drive consistency and accuracy across all reports/dashboards

Compliance Manager - Data & Reporting

Our global Compliance team is redefining how compliance should be done - we challenge the norms and practices of the incumbent industry participants to identify ways to make Compliance at Kraken a competitive advantage. In this role, you will be the driving force that spearheads collaboration between the Compliance team and all of Kraken’s product stakeholders around the globe to develop defensible compliance strategies for product expansion globally and deliver world class integration solutions that are highly scalable and highly effective. You will be working with the Product, Corporate Development, Legal, Finance, and Regional Compliance teams. The ideal candidate will be a crypto-native compliance professional with strong product and industry knowledge, and based in Europe.

Principal Compliance Associate - Strategic Initiatives

• Develop and execute on a fraud roadmap by developing requirements from stakeholders and prioritizing the work with engineering teams. • Discovery, development, and ongoing improvement of tools for fraud KPI monitoring and case management capabilities for Fraud Ops. • Definition of metrics to be used for sizing of the product impact. • Extensive knowledge of fraud tools and fraud process flows. • Maintain market and competitor insights across the industry. • Work closely with client-facing personnel and key stakeholders. • Plan relevant testing, perform rollout planning and execution. • Evaluate new product opportunities and bring forward proposals for improvement. • Develop product documentation including specifications, wireframes, and process flows. • Facilitate communication across all project phases and proactively alert management of changes to scope, timelines, and resources. 

Product Manager - Fraud

Search  8 jobs from 3 companies hiring remote risk & compliance managers anywhere in the world.. Compliance Associate. Senior Compliance Systems Associate. Compliance Manager - Data & Reporting. Principal Compliance Associate - Strategic Initiatives. Product Manager - Fraud

Remote Risk & Compliance Jobs Hiring Worldwide (Anywhere)

Search 8 jobs from 3 companies hiring remote risk & compliance managers anywhere in the world.

Payment Antifraud Specialist

Quadcode SaaS

Compliance Associate

Kraken Digital Asset Exchange

Fraud Team Lead

Kraken Digital Asset Exchange

Compliance Associate

Alpaca

Senior Compliance Systems Associate

Kraken Digital Asset Exchange

Compliance Manager - Data & Reporting

Kraken Digital Asset Exchange

Principal Compliance Associate - Strategic Initiatives

Kraken Digital Asset Exchange

Product Manager - Fraud

Kraken Digital Asset Exchange