Manager, Advertising Review

Job not on LinkedIn

🔥 0 minutes ago

🇺🇸 United States – Remote

💵 $91k - $120k / year

⏰ Full Time

🟡 Mid-level

🟠 Senior

👔 Manager

👻 Ghost score 24%

What it means: how likely this posting is sitting open without active hiring.How to read it: 60% or higher means we think this is a ghost. Lower scores are less of a worry.How we score it: age, reposts, open roles vs team size, how fast jobs close, and whether pay is listed.Fine print: an estimate from public data, not a judgment of the company. Real jobs can score high, so treat it as a hint, not a fact.

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CETERA

WebsiteLinkedInAll Job Openings

2 - 10 employees

Founded 2021

💸 Finance

🤝 B2B

☁️ SaaS

Finance • B2B • SaaS

CETERA is a wealth-management and financial services platform that provides broker-dealer, advisory, technology and practice-management solutions to independent financial advisors, registered investment advisers, tax and accounting professionals, and financial institutions. The company emphasizes B2B partnership models—white-glove onboarding, proprietary client-facing platforms, marketing and growth programs, and operational support—designed to help advisors transition assets, scale their businesses, and enhance client engagement. Cetera positions itself as a growth-focused partner and a technology-enabled “wealth hub” rather than a consumer-facing retail firm.

📋 Description

• Manage advertising compliance policies and procedures in alignment with FINRA, SEC, and other relevant regulations • Review and approve advertising and marketing materials for compliance • Provide guidance and training to marketing, sales, and legal teams • Monitor regulatory changes and update compliance policies • Collaborate with external legal counsel and regulatory agencies on compliance issues • Monitor and track advertising campaigns and maintain compliance documentation • Conduct periodic audits and reviews to identify and rectify potential violations • Manage and lead a team of compliance professionals • Provide team guidance, training, and performance evaluations • Collaborate with legal and risk management departments • Prepare and submit reports and compliance documentation to regulatory agencies

🎯 Requirements

• Bachelor’s degree from a four-year college or university, preferably in Finance, Economics, Business Administration, or related field • Minimum of 5 years of experience in advertising compliance within the financial services industry • Experience preferably at a broker/dealer firm • Series 7 and 24 required • Series 63 required, or obtain within 3 months of start date • Strong knowledge of FINRA and SEC regulations • Knowledge of industry best practices in advertising compliance • Exceptional attention to detail and analytical skills • Ability to interpret complex regulatory requirements • Strong communication skills • Leadership and team management experience • Proficiency in relevant software and compliance tools • Ability to work independently, meet deadlines, and adapt to a fast-paced regulatory environment

🏖️ Benefits

• Inclusive health, dental, vision, and life insurance plans • Mental health benefits • 20+ days of paid time off (PTO) • Paid holidays • 2 paid wellness days • 401(k) savings plan with company contribution up to 5% • Access to a financial professional • Paid parental leave • Health Savings Account and Flexible Spending Account options • Employee Assistance Program (EAP) • LifeLock identity theft protection • Pet insurance • Paid caregiver leave • Other voluntary benefits