Head of Securities Compliance

May 8

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Shakepay

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Shakepay is ushering in the Bitcoin Golden Age

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Description

• Lead Shakepay’s efforts in pursuing CIRO registration and maintaining compliance after designation is received • Maintain Shakepay’s compliance with the terms of the restricted dealer license under the CSA regulatory regime • Be well versed in all areas across AML, securities compliance and other relevant regulatory obligations • Guide the compliance strategy at a higher level and be involved in all areas, making sure to moderate, control quality, and ensure that compliance is an embedded cultural value in high level decision making company wide • Support to the compliance lead in relation to risk management, obtaining legal opinions and operating with an unresolved amount of ambiguity • Review monthly compliance reports and provide Quarterly and Annual Compliance Reporting to the Board of Directors and Senior Management • Recommend, coordinate and follow up on corrective actions or action plans for resolution of deficiencies identified related to compliance vulnerability and risk • Understand industry best practices and competitor programs, in relation to applicable securities laws • Oversee maintenance of relevant compliance policies and procedures as they relate to National Instrument 31-103, CIRO/IIROC rules and associated obligations that apply to Shakepay.

Requirements

• 7+ years’ experience working in a compliance capacity • Experience with regulatory reporting regimes and the National Registration Database (NRD) filing process. • Experience with the Canadian Investment Regulatory Organization (CIRO) • Familiarity with NI 31-103, CIRO IDPC Rules and associated securities law and regulation • Strong communication skills and ability to work with cross-functional areas • Basic prior knowledge of and familiarity with Bitcoin and Crypto-Assets • Completion of the following courses: Canadian Securities Course (CSC); Partners, Directors and Senior Officers Course (PDO); Chief Compliance Officers Qualifying Exam

Benefits

• Competitive compensation (every shaker owns stock options) • Benefits (health, dental, paramedical, disability, etc) • Generous vacation time