Search  9 work from home and remote junior compliance manager jobs.

Compliance

We're on a mission to make a big green dent in the universe by building a truly sustainable energy system globally.

That means making power greener, smarter, and more affordable for everyone.

We put customers at the heart of everything we do: with always-fair prices, transparency and outrageous customer service.

We drive system change: with transformative tech to make renewable energy the norm and end global reliance on fossil fuels.

Octopus Energy Group is made up of 10 businesses spanning 6 countries across 3 continents, including: Octopus Energy Retail, Kraken Technologies, Octopus Energy Generation, Kraken Flex, Octopus Electric Vehicles, and the Octopus Centre for Net Zero. More on OEG @ octopusenergy.group

Octopus Energy

• Support the North American regulatory team in tracking and monitoring state utility regulations, energy market developments, and policy changes
• Conduct research on renewable energy policies, regulatory frameworks, and market trends across North America. Primary research materials will likely include: regulatory filings, trade association publications, and news articles
• Document research findings into memos for internal use by colleagues Collaborate with internal teams to gather data, information, and insights to inform regulatory strategies and compliance efforts
• Catalog client successes and implementation data from past Kraken software deployments to develop original case studies
• Ad-hoc assistance in organizing and coordinating events, workshops, and educational sessions to engage stakeholders and raise awareness about Kraken’s initiatives and objectives in North America

Regulatory & Policy Intern

Hex Trust is the leading fully licensed and insured provider of bank-grade custody and associated services for digital assets in Asia. Our mission is to provide the world’s most trusted infrastructure in the digital asset economy, with a vision to secure the permissionless future.

Led by veteran banking technologists and award-winning financial services experts, Hex Trust has built Hex Safe™, a proprietary bank-grade platform that delivers custody, DeFi, brokerage, and financing solutions for financial institutions, digital asset organizations, corporations and private clients. Hex Trust has offices in Singapore, Hong Kong, Dubai, Italy, and Vietnam.

Hex Trust

• The Compliance Associate will be the person responsible for supporting the daily activities of the Compliance department and maintenance of the company’s compliance and AML program in Hong Kong, with direct reporting to VP, Compliance.
• Conduct AML/CFT review, analysis and risk monitoring on accounts and transaction flows
• Responsible for review and approve KYC client profile, and name screening disposition
• Carry out due diligence checks and information searches per internal standards
• Support Transaction Monitoring for on-chain and fiat transactions
• Work closely with VP Compliance to develop and enhance existing policies, procedures and processes
• Lead and contribute to various compliance related projects, including liaising with the Tech team to enhance the company’s AML/KYC systems

Associate, Compliance

We are democratizing the payments industry in Brazil, by empowering entrepreneurs through technological, inclusive, and life-changing solutions.Based in Brazil, CloudWalk is a high-end global payment network built on modern technology and proprietary blockchain, focused in bringing a revolution to the payment ecosystem for small and medium-sized businesses. As a unicorn, the company has provided its customers with more than R$ 1 billion in savings by charging fair fees on its transactions and is now present in more than 300.000 businesses across 5.000 brazilian cities.With investors such as the Valor Capital Group, HIVE Ventures and Coatue, the company has already raised US$ 365.5 million in investments and R$3.4 billion in FDICs for anticipation of receivables in its network of financial solutions. In 2022, it was the only brazilian fintech to be featured in the "The Retail Tech 100" ranking by CB Insights, on the "Protection Solutions for Payments and Frauds".

CloudWalk, Inc.

• Analyzing and monitoring regulatory demands in the financial market and payments
• Participating in regulatory discussions about the payments market
• Analyzing regulations related to Open Banking, Sandbox, PIX, Real Digital, etc.
• Monitoring new product developments from a regulatory and Compliance perspective
• Serving as the focal point of the Compliance team regarding Compliance program monitoring
• Acting in the relationship with schemes to ensure compliance with programs and coordinating with various internal teams

Junior Regulatory Analyst

Wealthfront integrates investing and banking services to make it delightfully easy to build long-term wealth. We're on a mission to build a financial system that favors people over institutions and we're just getting started. Through the power of automation, we deliver personalized, powerful products to help both sophisticated investors and those just starting out learn, lower their costs, and grow their wealth. We're one of the highest rated financial app in the Apple App Store and have been recently named the best robo-advisor and cash management accounts by Nerd Wallet and Investopedia. To learn more please visit www.wealthfront.com or download the app on the App Store or Google Play.

Wealthfront

• Conduct in-depth investigations including reviews of transactional activity, KYC records, and open source research
• File Suspicious Activity Reports (SARs) in accordance with regulations
• Maintain accurate metrics for investigations and SAR filings
• Identify unusual financial activity related to money laundering and fraud
• Assist in enhancing the suspicious activity detection and reporting programs
• Stay updated on upcoming regulatory changes

Compliance Associate

Founded in June of 2012, Coinbase is a digital currency wallet and platform where merchants and consumers can transact with new digital currencies like bitcoin, ethereum, and litecoin. Our vision is to bring more innovation, efficiency, and equality of opportunity to the world by building an open financial system. Our first step on that journey is making digital currency accessible and approachable for everyone. Two principles guide our efforts. First, be the most trusted company in our domain. Second, create user-focused products that are easier and more intuitive to use.

Coinbase

• The Associate Manager - FCM Compliance Officer will assist the CCO and provide compliance advisory services to Coinbase Financial Markets (CFM), a registered Futures Commission Merchant and member of the National Futures Association.
• Responsibilities include managing policies and procedures, surveillance escalations, providing guidance to CFM personnel, and engaging with NFA and CFTC staff.

Associate Manager - FCM Compliance Officer

• Handling routine advisory inquiries across different ABC risk areas and acting as a point of escalation for questions related to ABC risk
• Creating ABC metrics and other reporting for senior management
• Assisting with executing the annual ABC risk assessment
• Performing monitoring to ensure staff compliance with ABC requirements
• Assisting with ABC related projects, including the implementation of new ABC controls
• Staying apprised of changes in the crypto ecosystem and the ABC regulatory environment

Compliance, Anti-Bribery & Corruption Associate

• Develop next generation audit practices in a global internal audit team
• Track and evaluate management's response to audit findings
• Stay updated on regulatory requirements and internal controls
• Execute operational and compliance audits
• Prepare audit reports for executive audiences
• Assist in preparing internal audit materials for the Audit Committee and Board of Directors
• Develop solutions to issues identified during audits
• Build trusted relationships with business unit management
• Work with first and second lines of defense to maximize testing efficiencies
• Provide advisory function to business partners on mitigating risk and improving performance
• Assist with responses to regulatory inquiries
• Perform ad-hoc investigations, audits, and reviews as required
• Educate process owners on the importance of controls
• Promote new ideas and innovative projects for process and technology improvements

Internal Audit Analyst, Ops/Compliance

Alpaca builds an API-first stock and crypto brokerage platform. Trade with algorithms, connect with apps, and build services with our easy to use APIs

 *Securities by Alpaca Securities LLC, Cryptocurrencies by Alpaca Crypto LLC (alpaca.markets)*

Alpaca

• As the Compliance Associate II, you’ll partner with the Chief Compliance Officer of Alpaca Securities LLC to support the compliance operations of Alpaca Securities, LLC.
• Review escalations of daily trading activity, identifying and investigating any suspicious or non-compliant behavior.
• Review and approve advertising materials, ensuring compliance with FINRA regulations and internal policies.
• Assist in the preparation and submission of required regulatory filings and reports.
• Responsible for handling FINRA Rule 4530 matters in a timely and professional manner, collaborating with relevant departments to address and rectify issues.
• Monitor internal correspondence, including emails and communications, to identify any potential compliance violations or risks.
• Perform special projects at the request of the Chief Compliance Officer or AML Compliance Officer.
• Partner with the AML department to help manage the Firm’s AML policy.
• Respond to inquiries and/or refer inquiries to the appropriate department or person and exhibit the necessary follow-through with customers and/or staff involved.
• Collaborate with cross-functional teams to implement compliance policies, procedures, and controls.
• Stay up-to-date with industry regulations and developments, and recommend adjustments to compliance processes as needed.

Compliance Associate II

Mbanq is a global provider of cloud banking technology. We are headquartered in Silicon Valley with additional offices in Europe and Asia.We master digital banking technology:Our solution enables you to create a better bank for your customers. With Mbanq, you can run your bank on a fully compliant, vertically integrated solution, that covers the entire range of banking products for retail, corporate, and private banking. Our digital banking solutions offer everything you need to run your bank, supporting multi-currency accounts seamlessly in both crypto and fiat currencies. We offer full back-office functionality including finance, treasury, regulatory reporting, risk management, and AML. We include white-label mobile and web banking apps with a modern, digital experience. With our open banking API, you can easily extend the solution yourself or take advantage of fintech offerings.We offer two digital banking solutions:• Mbanq ABOS (Advanced Banking Operating System) addresses universal banking use cases. It can be deployed in the cloud, or on-premise.• Mbanq Cloud – designed for Neobanks, micro-finance institutions, and FinTechs. It allows you to launch your bank in minutes, on our fully-managed digital banking platform. _______________________________________________We operate as SaaS or Banking as a Service:_______________________________________________Our solutions are based on a SaaS model. However, for non-banks seeking to offer financial services to their customers, we have licenses lined up to offer full Banking-as-a-Service solutions, globally. White label banking is nature of our solution and capability.

Mbanq

•Monitor compliance with Anti-Money Laundering (AML) laws and recognize suspicious activities related to money laundering, terrorist financing and illegal activity.
•Partner with Sales and Brand Solutions Manager on timely and thorough execution of Know Your Customer (KYC), Know Your Business (KYCB) and Enhanced Due Diligence (EDD) and responsibilities.
•Provide clients/brands with compliance-as-a-service and regulatory-as-a-service deliverables, including guidance and support related to BSA/AML matters and queue exception reviews.
•Review, research and response for regulatory complaints.
•Engage in ongoing deliverables such as: annual client/brand risk assessment, transaction monitoring and EDD reviews of high-risk clients.

Compliance Analyst

Search  9 work from home and remote junior compliance manager jobs.. Compliance Associate. Associate Manager - FCM Compliance Officer. Compliance, Anti-Bribery & Corruption Associate. Internal Audit Analyst, Ops/Compliance. Compliance Associate II. Compliance Analyst

Remote Junior Compliance Jobs

Search 9 work from home and remote junior compliance manager jobs.